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JPMorgan & New Zealand Location Control Manager - Associate 
Australia, New South Wales, Sydney 
366894310

04.08.2024

Job responsibilities

  • Identify and assess potential control gaps and/or emerging risks across LOBs and Corporate Functions
  • Analyze data and trends to identify improvement opportunities and associated issues and risks
  • Support the optimization of legal entity reporting that presents an aggregated view of all aspects of operational risk and emerging control issues across the location
  • Provide Project Management Office support to regulatory change projects including performing maintenance of project plans, RAID logs and meeting schedules
  • Involve and being part of the key Regulatory Exam and inspections impacting the location
  • Publish reporting materials to the Location Operating Committee
  • Develop issue and action reporting for control gaps that impact the Australia & New Zealand business, ensuring prompt escalation and appropriate governance. Ensuring Australia & New Zealand issues logged into the Control and Operational Risk Evaluation (CORE) entry
  • Review and monitor regulatory engagements impacting Australia & New Zealand, coordinate with impacting business

Required qualifications, capabilities and skills

  • Bachelor’s degree
  • Minimum 5 years of financial service experience in controls, audit, quality assurance, risk management, compliance or controller
  • Experience in working with various with stakeholders across APAC
  • Program Management experience, strong collaborator with succinct communication skill
  • Experience with handling exams/inspections/testing and communicating with Regulators, Compliance (2LOD), and Internal Audit (3LOD)
  • Ability to multi-task, meet deadlines and be able to adapt to changing priorities
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)

Preferred qualifications, capabilities and skills

  • Risk and controls background and knowledge of Issue Management & CORE requirements