JPMorgan & New Zealand Location Control Manager - Associate 

Australia, New South Wales, Sydney 

366894310

Job responsibilities

• Identify and assess potential control gaps and/or emerging risks across LOBs and Corporate Functions
• Analyze data and trends to identify improvement opportunities and associated issues and risks
• Support the optimization of legal entity reporting that presents an aggregated view of all aspects of operational risk and emerging control issues across the location
• Provide Project Management Office support to regulatory change projects including performing maintenance of project plans, RAID logs and meeting schedules
• Involve and being part of the key Regulatory Exam and inspections impacting the location
• Publish reporting materials to the Location Operating Committee
• Develop issue and action reporting for control gaps that impact the Australia & New Zealand business, ensuring prompt escalation and appropriate governance. Ensuring Australia & New Zealand issues logged into the Control and Operational Risk Evaluation (CORE) entry
• Review and monitor regulatory engagements impacting Australia & New Zealand, coordinate with impacting business

Required qualifications, capabilities and skills

• Bachelor’s degree
• Minimum 5 years of financial service experience in controls, audit, quality assurance, risk management, compliance or controller
• Experience in working with various with stakeholders across APAC
• Program Management experience, strong collaborator with succinct communication skill
• Experience with handling exams/inspections/testing and communicating with Regulators, Compliance (2LOD), and Internal Audit (3LOD)
• Ability to multi-task, meet deadlines and be able to adapt to changing priorities
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)

Preferred qualifications, capabilities and skills

• Risk and controls background and knowledge of Issue Management & CORE requirements