Citi Group Compliance Bus Control Officer VP/Hybrid 

United States, Texas, San Antonio 

360322796

For more concise information, see "Additional Job Description".

Responsibilities:

• Contributes to the development, maintainance and implementation of enterprise wide standards and strategies to strengthen and enhance the Bank’s Global AML Monitoring program.
• Provides guidance to AML officers and their business partners globally in all matters affecting the program and works closely with AML Operations and Technology to ensure the most effective use of tools and resources in the Monitoring process.
• Drives various global projects to advance the Monitoring Risk Management Program and is a key contributor to many other strategic AML initiatives.
• Manages framework for identifying and assessing AML regulations and the AML risks for each line of business to determine appropriate risk coverage.
• Identifies and analyzes AML risks, emerging risks, and regulations specific to transaction monitoring
• Establishes framework to assess the AML regulations and risks to identify typologies and required monitoring controls
• Leads Strategic Program Implementations for the Global Monitoring Risk Mangement & Policy team
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Acts as SME to senior stakeholders and /or other team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 6-10 years AML experience in financial services with a demonstrated understanding of AML relevant business domains.
• experience in AML Transaction Monitoring and/or AML Risk Assessment and the development and compilation of policies and procedures
• management experience
• Balanced blend of analytical skills, problem solving, and reporting and communication skills
• Ability to assess business transactions and products in terms of the associated AML risks
• Advanced organizational skills including attention to detail, multi-tasking and following up
• Experience using databases and other tracking tools to enforce global consistency
• Excellent writing and presentation skills
• Experience working collaboratively across various areas of the organization and presenting to senior management

Education:

• Bachelor’s/University degree or equivalent experience, potentially Masters degree

The United States Personal Banking - Issue Management Design Team Governance & Control - Compliance Business Control Officer is a strategic professional responsible for designing and driving the end-to-end process improvements of a business issue including:

• identification and evidentiary documentation

• Root cause analysis

• Remediation/solution planning

• Progress status monitoring and reporting

• Closure package creation and administrative activities.

These activities will be conducted in close partnership with the Issue Owners within the U.S. Personal Bank operation functions. Excellent communication, negotiation, and diplomacy are required to guide, influence, and convince others, often senior leaders to adopt best practices and proposed solutions.

This position will be accountable for the quality and timely execution of issue submissions at both the pre-activation and pre-closure within the Issue Management program. Responsibilities include identifying and managing requirements to the Global Issue Management Policy, Standard, and Procedure as well as providing transparency to Issue Owners, Issue Teams, senior leaders, and stakeholders. This role will work closely with leaders across Citi engaging with Issue Managers, Owners, Legal, Independent Compliance Risk Management (ICRM) and Risk/Control partners to ensure consistent, quality and on-time delivery against Issue Management commitments.

Responsibilities:

• Maintain clear and frequent communication to various stakeholders within the Issue Management teams on upcoming Issue Control Reviews as part of the Pre-Activation and Pre-Closure control activities.

• Ability to work well in a team environment given competing priorities and to think outside of the box to come up with innovative solutions.

• Ability to manage multiple efforts concurrently.

• Facilitate engagement of Business Owner for an issue with key stakeholders from Compliance, Legal, Government and Regulatory Affairs, Finance, Chief Administrative Office Management, and other relevant support functions as appropriate throughout the issues management process.

• Facilitate the initial and ongoing communication, escalation, and resolution process through standardized communication routines and tools.

• Facilitate evaluation of the issue to ensure all key attributes have been appropriately and accurately identified.

• Work with the business partners to develop a culture that fosters self-identification of business issues.

• Provide insight and consultation to the Issue Owner on Issue Closure Package (such as remediation approaches, timelines and compensating controls).

Desired Skill Set:

• Experience engaging Internal Audit, Regulatory Exam Management, ORM, and ICRM teams to effectively challenge and develop issues resulting from audits, exams, and challenges

• Past experience in Internal Audit validations

• Advanced Root Cause Analysis

• Complex

• Citi Risk and Controls – ARCM management, iCAPs, ERM (Global Escalations Platform)

• IMPACT

• Service Now – Incident Tickets

• CRISP

• CAMP

• COGNOS

• SharePoint

• MS Office

• Project Management experience

• Self-starter, highly motivated, and solution oriented

• Confidence to be an effective challenger across multiple levels of senior management

• Intermediate to Advanced knowledge of the business risk lifecycle (e.g. escalation, managers control assessment, risk exceptions)

Anticipated Posting Close Date:

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