JPMorgan Control Management - Associate 

India, Maharashtra, Mumbai 

338262102

Within CIB, Securities Services Operations (SSO) Fund Services provides operational support for fund administration, securities and derivatives processing, asset servicing, payments processing and reconciliations.

Job Responsibilities

• Targeted operational risk and control design reviews - identify and execute proactive process reviews and control deep dives based on data analysis, themes and trends, emerging risk.
• Risk identification and assessment - review risk event and errors internally and externally, where relevant, for themes and emerging risk.
• Facilitate the Daily Health Check (DHC) process - review issue root cause, provide guidance on corrective actions, ensure issue documentation and reporting timelines are met
• Audit and regulatory review coordination - coordinate interactions with audit, compliance and regulators through exam processes
• Monitoring the control environment - implement comprehensive operations risk metrics reporting and trigger-based escalation process
• Collaborate with LOB management and leadership teams locally & globally to deliver on the agreed control management goals & objectives. Strengthen collaboration with Global Control Managers to drive the control management agenda in a well-defined, seamless & consistent manner
• Perform risk and control self-assessment in line with organizational framework and ensure effectiveness of key controls
• Participate in governance of operational risks, escalating issues appropriately to line of business and Firmwide operating committees.
• Assist in ensuring continuous awareness and education on risk and control agendas through trainings, roadshows, sessions and expos

Required qualifications, capabilities, and skills

• Professionally qualified with 10+ years of relevant operations or risk & control experience. Knowledge of Security Services or Fund Services operations is preferred.
• Strong risk and control acumen and ability to assess operational risk and recommend control enhancements
• Ability to manage and lead complex risk & control management agenda with minimal supervision
• Demonstrates ability to think strategically with respect to data, technology, risk/control and compliance agendas
• Strong organizational & planning skills, problem solving and analytical skills with a proven track record of delivery
• Strong data orientation and ability to lead on data culture, practice development and tooling.
• Influencing & strong communication skills with the ability to work with others at all levels and across, locations and disciplines in a virtual organization