Wells Fargo Supervisory Control Associate - Licensed 

Philippines, Caloocan 

249888502

In this role, you will:

• Participate or conduct compliance, supervision, control reviews, administration and technology
• Design risk processes and provide project management support
• Identify issues and provide resolution within Insurance or Private Client Groups
• Perform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies
• Receive direction from management and exercise independent judgment while developing an understanding of sales activities using various technological tools and reports to ensure that the activity is in compliance with all regulatory and firm policies
• Collaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration Management

Required Qualifications:

• 6+ months of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training or education

Desired Qualifications:

• Minimum 6 months of relevant experience in a global bank setting
• Active FINRA license Series 7 (required)
• Active FINRA license Series 63
• Good communication skills

Job Expectations:

• Ability to work onsite (BGC office)
• Ability to work US hours