Td Bank Senior Financial Crime Risk Business Oversight Analyst Canada, Ontario, Toronto 242939116
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Job Description:
Job Description
- Provide oversight on AML program for an assigned portfolio of TDS businesses and legal entities;
- Perform in-depth analysis of Correspondent Banking transactions.
- Develop and generate Management Information/ Business Information reports to analyze Correspondent Banking and Trade Finance activity.
- Review Requests for Information (RFIs) to be sent to Correspondent Banking clients, based on findings from payment reviews and/or ad hoc investigations and assess RFI responses;
- Prepare the AML/KYC and sanctions questionnaires or inquiries from Correspondent Banking clients;
- Review Trade Finance irregular transaction escalations to ensure they are actioned appropriately;
- Participate as an AML SME in projects and initiatives led by the business and/or Global FCRM;
- Assist in development and delivery of specialized AML and Sanctions training for Correspondent Banking and Trade Finance businesses;
- Assist with enterprise-wide annual risk assessment activities for FCRM TDS Business Oversight team.
- Assist the Senior Manager for any inquiries and interviews from internal audit examinations or/and regulatory examinations
- Undertake periodic update of internal team procedures.
- Perform periodic monitoring and reporting on effectiveness of AML/ATF controls.
- Oversee quarterly review of transaction reports to identify and follow-up on travel rule exceptions;
EXPERIENCE & EDUCATION
- Undergraduate degree/college diploma or equivalent
- 5+ years of relevant experience
- Knowledge of wholesale banking products/ services is a plus.
- Proficient in Microsoft Excel, Power Point, and some knowledge of analytics tools such as Tableau.
- Ability to work collaboratively and build relationships across teams and functions
- Strong communication skills with the ability to pay high attention to detail
Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
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