Citi Group Banamex C14 Subdirector de Contraloría Normativa Inversiones 

Mexico, Mexico City 

23788329

Responsibilities:

• Oversees the building and maintaining the control/audit function working across a region/business
• Responsible for, inventory management process, vendor business support and TPISA controls for Recovery.
• Leads team to develop process improvements and value for end users via control team.
• Leads continual assessment and improvement of the 3rd party Vendor oversight processes to include oversight of onsite and remote audits for 3rd parties, and ensuring compliance with Third Party policies .
• Responsible for strategic planning, budgeting and policy formulation for the group including capacity planning and team development.
• Responsible for interaction and thought leadership in working with both Internal Audit and External regulators, and ownership of quarter end control results reviews with Collections Leadership and Business Partners.
• Responsible for change control process oversight for Collections and Recovery as well as oversight for multiple quality monitoring/quality control work.
• Collaborate on changes and to internal and regulatory policies as well oversight for Compliance monitoring and testing.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications:

• 10+ years of prior experience in regulatory compliance related work – Internal Audit, Risk management, Internal Procedures and Controls required
• Proven ability to work cross-functionally exercising leadership through influence, persuasion and negotiation
• Exemplary thought leadership skills; able to build and lead strategic initiatives
• Excellent relationship management skills
• History of interactions with both Internal and External Regulators
• Required Licensing/Registration: Series 7, Series 9, Series 10, Series 24, Series 63, Series 65

Education:

• Bachelor’s/University degree or equivalent experience, potentially Masters degree

Supervisar el proceso del circuito de inversión de acuerdo al plan de funciones o resultados vigentes.

Asegurar el seguimiento, soporte y asesoría al circuito de inversión para la ejecución en términos de la regulación y disposiciones aplicables.

Implementar y dar seguimiento a mecanismos de supervisión, como la Matriz de vulnerabilidades, a fin de detectar de forma preventiva cualquier riesgo de cumplimiento que pueda afectar a los trabajadores registrados en la AFORE.

Contar con las certificaciones financieras necesarias para la posición. Materia financiera, derivados, estructurados, etc.

Proponer el plan de funciones, objetivos y planeaciones. Entrega de reportes con la frecuencia establecida.

Implementar y gestionar métricas de cumplimiento.

Gestionar los resultados de las revisiones del área (tanto en materia financiera como en materia operativa), generar paneles y reportes correspondientes.

Dar seguimiento a las observaciones existentes y que se hayan generado por el regulador, auditor, CN, etc.

Actuar como suplente del Contralor Normativo en caso de ausencia.

Area: Contraloria Normativa en Inversiones

Supervisar que todo el proceso de inversión desde la determinación de la estrategia hasta el registro contable sea de acuerdo a la regulación y políticas aplicables

Requisitos:

• Licenciatura terminada titulo indispensable, deseable economico- administrativo, economia, actuaria.
• 7 o más años de experiencia en procesos de inversion.
• Indispensable conocimientos bastos en regulación de AFORE
• Indispensable ingles avanzado
• Deseable certificación en Materia financiera, Derivados, Estructurados.

Time Type:

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