JPMorgan Asset Management - Statutory Auditor Associate / Analyst 

Taiwan, Taipei, Taipei 

22791589

As an Associate / Analyst in the Statutory Audit Team, you will assist the Head of Statutory Audit to develop, plan and execute the annual audit plan.

Job responsibilities

• Perform general audits and special audits in accordance with annual audit plan and regulatory requirements, and follow up on the remediation activities for audit findings.
• Work with relevant parties on the RFIs during the regulator onsite inspections.
• Prepare follow-up reports of internal and external audit findings to the BOD at least on a quarterly basis.
• Assist to certify and issue declaration statements of internal control system by reviewing of annual internal control self-assessment reports.
• File the execution report of annual audit plan to SITCA timely.
• Assist the business units to amend the internal control guideline, and revise the internal audit implementation rules accordingly.
• Perform spot checks on the training events for distributors.
• Participate in ad hoc assignments or projects whenever needed.

Required qualifications, capabilities, and skills

• Bachelor’s degree in Law, Accounting or Finance related fields.
• Senior Securities Specialist License or SITE & SICE Personnel License.
• 2+ years of working experience in Asset management, Banks, Securities/Futures firms or big 4 CPA firms.
• Good verbal, written and negotiation skills in both English and Chinese.
• Effective project management skills
• Ability to work under pressure and meet milestones within time.

Preferred qualifications, capabilities, and skills

• Audit, Compliance, Risk background preferred