Capital One Senior Accounting Associate Regulatory Reporting 

United States, Virginia, Arlington 

168645943

Center 2 (19050), United States of America, McLean, Virginia Senior Accounting Associate, Regulatory Reporting

As a key component of resiliency, Liquidity in a post-COVID environment has been a key focus area for financial markets and Regulatory Agencies. As a Principal Associate supporting FR 2052a Liquidity Monitoring and Reporting, you will gain a deep understanding of Capital One’s products, funding sources, and corresponding risk and liquidity profiles and how these inform regulatory agencies’ policy and market responses. Additionally; as liquidity reporting requires data from across the enterprise, this role is exposed to multiple systems and processes leveraged to source and transform financial data to meet one of the fastest “record to report” (T+2) financial filings at Capital One. Capital One is a Category III bank, therefore a monthly (T+2 and T+15) FR 2052a filer.

Furthermore, this role supports On Demand Finance Transformation imperatives affecting regulatory filings including the interpretation and implementation of complex liquidity reporting requirements (mandated 2052a reporting changes and implementation of the Net Stable Funding Ratio “NSFR”) through data sourcing, transformation logic, and technologies to report to U.S. Regulatory Agencies including the Federal Reserve Board (FRB).

Responsibilities:

• Support timely data sourcing, processing, and analytics within monthly FR 2052a Liquidity Reporting production and dry run executions.

• Engage with upstream data providers, outsourcing partners, and other teams across finance and the lines of business to ensure process integrity; with an emphasis on controls over timeliness, completeness, and accuracy of data and alignment to other significant regulatory reports as applicable.

• Ensure compliance with regulatory reporting and documentation standards, proper execution of internal controls, and maintain ongoing audit readiness.

• Preparation and review of detailed quantitative analysis supporting the 2052a Liquidity reporting using Tableau and self-service source system queries.

• Perform detailed analysis and testing to support implementation of new products, business transactions, and changes in regulatory reporting requirements.

• Support enterprise-wide data transformation, automation, and process and control improvements for the end-to-end data sourcing to reporting process.

• Work closely with accounting, treasury, and technology partners in the identification, quantification, and resolution of data and reporting issues.

• Build collaborative relationships with multiple partners to understand trends, products, and changes that may impact data sourcing, analysis, and reporting.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 1 year of experience in Accounting, Finance, or Auditing, or a combination

Preferred Qualifications:

• Certified Public Accountant (CPA)

• At least 3 years of external reporting experience; including working knowledge of liquidity (FR 2052a, LCR Rule, NSFR Rules), Y9C, Call Reports, Basel Capital reporting, or a combination

• Experience with data analysis and visualization tools such as Tableau, Python scripting, SQL, or QuickSight, or a combination

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.