Capital One Compliance Manager - Finance 

United States, Virginia, Arlington 

135165885

Center 2 (19050), United States of America, McLean, Virginia Compliance Manager - Finance

Here’s how you’ll operate:

• Serve as a credible advisor and partner representing the Compliance organization to the Finance business teams, FRM and other independent risk functions

• As part of a Compliance advisory team enhance and execute the requirements of the CMP for Finance

• Maintain subject matter expertise and gain industry insight in applicable laws, regulations, and regulatory guidance

• Develop and leverage strong relationships with business leadership, Legal, FRM, and other stakeholders

• Coordinate with cross-functional teams to accomplish shared objectives

• Support the management and manage tracking and reporting of compliance issues across a range of forums

• Anticipate, identify and escalate risk scenarios early and propose potential mitigations

• Create and monitor ongoing engagement model with certain independent risk functions to ensure Capital One’s compliance with applicable laws, regulations, policies and procedures

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years of experience in management consulting, compliance, risk, legal or audit within financial services

Preferred Qualifications:

• Master’s Degree or Juris Doctor

• 5+ years of experience working with banking and securities laws and regulations such as Reg K, Reg W, Reg AB

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.