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Capital One Compliance Manager - Finance 
United States, Virginia, Arlington 
135165885

14.12.2024
Center 2 (19050), United States of America, McLean, Virginia Compliance Manager - Finance

Here’s how you’ll operate:

  • Serve as a credible advisor and partner representing the Compliance organization to the Finance business teams, FRM and other independent risk functions

  • As part of a Compliance advisory team enhance and execute the requirements of the CMP for Finance

  • Maintain subject matter expertise and gain industry insight in applicable laws, regulations, and regulatory guidance

  • Develop and leverage strong relationships with business leadership, Legal, FRM, and other stakeholders

  • Coordinate with cross-functional teams to accomplish shared objectives

  • Support the management and manage tracking and reporting of compliance issues across a range of forums

  • Anticipate, identify and escalate risk scenarios early and propose potential mitigations

  • Create and monitor ongoing engagement model with certain independent risk functions to ensure Capital One’s compliance with applicable laws, regulations, policies and procedures

Basic Qualifications:

  • Bachelor’s Degree or military experience

  • At least 4 years of experience in management consulting, compliance, risk, legal or audit within financial services

Preferred Qualifications:

  • Master’s Degree or Juris Doctor

  • 5+ years of experience working with banking and securities laws and regulations such as Reg K, Reg W, Reg AB

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.