Assist with the daily operations of the Investor Services Onboarding team
Ensure that all relevant responsibilities are carried out and prioritised in accordance with deadlines
Implement new or enhanced procedures or processes as required in line with updated regulations / client requirements
Follow up in relation to outstanding matters and escalate as appropriate
Assist with client due diligence visits
Client / investor communication
AML
Carry out investor account opening to ensure compliance with AML and FATCA/CRS requirements
Assist the investor services team and provide guidance on AML and FATCA requirements
Participate in the review of AML on a trigger event basis or as part of a cyclical review process
Review AML outstanding on a monthly basis and reporting and escalation of aged items
Responsible for adverse media and PEP screening to ensure alerts are adequately Investigated and the rationale for clearing is documented appropriately and on a timely basis
Ensure that transaction monitoring alerts are adequately investigated and the rationale for clearing is documented appropriately
FATCA / CRS
Assist the investor services team with complex cases and provide guidance
Assist with client and investor queries
Requirements:
3rd level qualification preferred
2 year’s experience and knowledge of AML and FATCA/CRS Is required
PC skills - good knowledge of Microsoft Excel and Word essential
Excellent organisational skills and a high attention to detail