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In this role, you will help to identify risks and solve problems alongside a team of world-class professionals. You will find that the Legal Department is not a “check the box” function but instead, an important voice and strategic partner in all aspects of the business. You will discover a collaborative environment that values your insight, encourages you to take on new responsibility, promotes continuous learning, and rewards innovation and intellectual curiosity.
Responsibilities:
Providing counsel and support on Capital One’s ESG planning initiatives as well as assisting with the drafting and release of Capital One’s ESG Report and other ESG disclosures
Monitoring and advising on new and evolving ESG related rules and regulations
Providing advice and counsel on a broad range of corporate governance and securities law matters, including governance and organizational documents, securities law filings, and transactional and regulatory matters
Providing comprehensive support for Capital One’s Board and its committees, including drafting meeting minutes, resolutions, and other Board and governance related documents and materials
Drafting, reviewing and managing related processes for a broad range of SEC filings
Supporting Investor Relations and executive management on the preparation for quarterly earnings and investor engagement and outreach
Managing and overseeing the administration of corporate governance guidelines and corporate policies, such as the Capital One insider trading policy
Managing and coordinating outside counsel, when necessary
The successful candidate will have the following experience and skills:
Experience advising senior management and the board of directors on corporate governance and securities matters
Knowledge of current SEC and NYSE rules and regulations governing public companies
Experience with a broad range of SEC filings and other public disclosures
Ability to prioritize and manage a significant volume of projects on a broad array of topics with multiple and simultaneous deadlines
Excellent analytical, oral and written communication skills
Strong project management and organizational skills with impeccable attention to detail
Ability to build collegial and effective relationships with business clients, attorneys, project managers, and corporate compliance professionals at all levels of the company
Basic Qualifications:
Juris Doctor from an accredited law school
Active member in good standing of at least one state bar
At least 5 years of experience in an in-house counsel role or at a law firm
At least 5 years of experience in a corporate governance and securities law practice
Preferred Qualifications:
8+ years of experience in an in-house counsel role or combined experience at a law firm and in-house counsel role
Experience working on securities and corporate governance matters at a financial institution
Experience working directly with senior executives and the board of directors
Experience drafting and reviewing ESG reports and other ESG disclosures
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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