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JPMorgan JP Morgan Wealth Management- Vice President 
United States, Illinois, Chicago 
104134672

21.09.2024

Job Responsibilities

  • Manage and/or drive change within business unit by building strong relationships, implementing controlled processes, and communicating results
  • Work directly with the Control Manager to ensure CORE application is up to date with current processes, risks, and controls
  • Lead control evaluations with Centralized Control Evaluation Team
  • Collaborate with teams to implement process improvements and enhance overall quality
  • Establish thresholds and triggers for Key Process Indicators (KPIs) and Key Risk Indicators (KRIs)
  • Serve as audit liaison
  • Oversee Exam Ready program to ensure audit readiness
  • Create a culture of risk and control that acts with appropriate understanding and urgency; with ultimate responsibility to safeguard our customers and our business
  • Provide responses to legal obligations/ regulatory notices
  • Conduct end- to-end process reviews

Required qualifications, capabilities, and skills

  • 5 or more years of experience in the securities
  • FINRA Series 7 required
  • Demonstrated ability to network, partner and influence leaders in various parts of the organization in order to move the business forward
  • Ability to balance producing strong results with proper risk management
  • Strong compliance record in previous position(s)
  • Ability to manage multiple priorities in a fast paced environment; extremely organized and adaptive to change
  • Strong communication skills, attention to detail and excellent follow-through; highly professional and experienced in creating and presenting information to large audiences at various levels of the organization
  • Demonstrated knowledge of Windows, Microsoft Office software (Word, Excel, PowerPoint, Access, etc.) and various file manipulation skills
  • Strong commitment to upholding a sound risk and controls environment

Preferred qualifications, capabilities, and skills

  • Bachelor’s Degree preferred or equivalent work experience required
  • investment industry preferred
  • Control or Business Control Background preferred