JPMorgan JP Morgan Wealth Management - Vice President 

United States, Illinois, Chicago 

658355808

As a Supervisory Team Manager in Chase Wealth Management, you will exhibit leadership and operational expertise when performing designated supervisory duties to oversee a team of centralized supervisory managers. You will be responsible for managing complex, high risk escalations from end-to-end and outreach to executive level stakeholders.

Job responsibilities

• Manage a team of Registered Principals that are responsible for supervising various functions (including but not limited to correspondence review, trade corrections, gift reviews, electronic communications reviews) across multiple Lines of Business
• Demostrate ability to make independent suitability decisions based on firm policy
• Lead with a sense of urgency to manage workflow and volumes
• Strategically partner with stakeholders across the firm
• Identify process improvements and drive change
• Lead and implement business and firm-wide initiatives
• Develop and train staff on current industry trends and products

Required qualifications, capabilities, and skills

• 7+ years of experience in the securities / investment industry
• Minimum licensing requirement: FINRA Series 7 and one or more of the following licenses: FINRA Series 66 (63/65), 9/10 (4,24,53). Additional licensing requirements must be met within 120 days of hire.
• Possess a competent level of knowledge of relevant securities rules, regulations, guidelines, securities products, and industry practices.
• Ability to provide clear, concise, and timely resolution to issues.
• Demonstrate strong critical thinking, analytical research, and quantitative skills.
• Strong written and verbal communications skills, including an ability to communicate with all levels of management.
• Possess excellent time management skills.
• Proven judgment and problem-resolution skills
• Ability to understand new investment products, Advisor / Banker compensation plans, firm wide policies, and procedures to conduct reviews.
• Ability to build relationships across business functions to obtain necessary information to conduct reviews.

Preferred qualifications, capabilities, and skills

• Bachelor’s Degree preferred.
• Experience as a Supervisory or Compliance professional preferred.
• Possess an advanced knowledge of FINRA, MSRB and SEC rules and regulations.
• Experience working in an environment alongside Advisors preferred.
• State Life & Health Insurance license a plus, but not required.