Compliance Specialist jobs in United States, North Carolina, Charlotte
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Company
Job type
Job categories
Job title (1)
United States
North Carolina
Charlotte
122 jobs found
11.06.2025
BOA
Bank Of America Master Data Hub Operations Specialist United States, North Carolina, Charlotte
Maintain and support the MDH platform while adhering to bank policies and standards. Respond to incidents for application availability issues as part of on-call duties. Respond to incidents/pages for application...
Maintain and support the ServiceNow & Remedy platform while adhering to bank policies and standards. Lead and mentor a team of operations specialists assigned to work on ServiceNow. Respond to...
Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing. Contribute to large scale planning...
Regular or Temporary:English (Required)1st shift (United States of America)* This position is located on site*ESSENTIAL DUTIES AND RESPONSIBILITIESFollowing is a summary of the essential functions for this job. Other duties...
Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing. Contribute to large scale planning...
Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and regulations. Have responsibility to supervise the activities of representatives (e.g., financial advisors) to ensure their compliance with FINRA...
Adoption of leading practices in credit analysis, underwriting, and monitoring, including the end-to-end underwriting process, from early origination discussions to development of credit approval memos, and senior approval forums. Detailed...
Maintain and support the MDH platform while adhering to bank policies and standards. Respond to incidents for application availability issues as part of on-call duties. Respond to incidents/pages for application...
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