Assistant General Counsel Vp-equity Derivatives jobs at Wells Fargo in United States, New York
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Wells Fargo Assistant General Counsel VP-Equity Derivatives United States, New York, New York
Provide legal advice and counsel to the OTC equity derivatives sales and trading, and market-linked notes business, including sales, trading, credit, compliance, and operations functions. Review and analyze challenges for...
Review and approve equity research reports, including flash notes, reports, initiations, decks, models and coverage launches for compliance with FINRA rules and department policies, as well as for clarity and...
Work with the COO and support partners on day-to-day activities including problem solving, trouble shooting, issue management, communications, etc. This role will often serve as Front Office representation when interacting...
Advise on regulatory matters impacting CFTC regulated swaps as well as SEC regulated securities-based swaps. Provide regulatory advice on CFTC/SEC regulated swaps to cover associated conduct of business requirements including...
Develop expertise on companies in the Power & Utilities sector. Write research reports on key company updates and industry themes. Create and update financial models and databases. Attend company and...
Advise on licensing, permissibility and regulatory legislation impacting CIB, with a particular focus on the US. Implement and interpret legislative and regulatory changes impacting the CIB business. Identify and advise...
Lead complex initiatives on selected domains. Ensure systems are monitored to increase operational efficiency and managed to mitigate risk. Define opportunities to maximize resource utilization and improve processes while reducing...
Provide legal advice and counsel to the OTC equity derivatives sales and trading, and market-linked notes business, including sales, trading, credit, compliance, and operations functions. Review and analyze challenges for...
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