Independent Testing Specialist – Regulatory Reporting jobs at Wells Fargo in United States, Charlotte
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Charlotte
72 jobs found
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Wells Fargo Lead Capital Markets Middle Office Specialist – Move Money United States, North Carolina, Charlotte
Lead and implement complex initiatives of profit and loss generation and attribution. Participate in cross functional planning Capital Markets Middle Office. Review and analyze complex products that require in-depth evaluation...
Conducting Retail information barrier trade surveillance for customer and employee activity. Review, research and disposition market abuse and rule-based trade surveillance alerts across different asset classes. Investigate and escalate suspicious...
Develop and design methodologies and standards for review activities across the Enterprise in alignment with the Risk Management Framework. Ensure effective and appropriate testing, validation, and documentation of review activities...
Ensure teams execute testing and validation in an effective manner with high quality, according to IT&V standards and other applicable policies. Provide guidance on key scoping decisions including those tied...
Participate in low to moderately complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations. Review and analyze basic or tactical functional operational tasks or challenges that...
Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework. Ensure effective and appropriate testing, validation, and documentation...
Lead and implement complex initiatives of profit and loss generation and attribution. Participate in cross functional planning Capital Markets Middle Office. Review and analyze complex products that require in-depth evaluation...
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