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Vp Compliance - Trade Surveillance Communications jobs at Td Bank in United States, New York
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79 jobs found
30.08.2025
TB
Td Bank Compliance Officer Regulatory Relations Core United States, New York, New York
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Description:
Assist with the coordination of examinations and inquiries by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for...
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30.08.2025
TB
Td Bank VP Volcker Program Governance United States, New York, New York
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Build and maintain constructive relationships with 1st and 2nd line partners as well as other key stakeholders to ensure Volcker Program governance delivery requirements are understood and met. Contribute to...
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Full job details30.08.2025
TB
Td Bank Sr Compliance Officer - Monitoring & Oversight TD Securities United States, New York, New York
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Assist with developing and overseeing the Compliance Monitoring program. Collaborate with colleagues globally to develop and enhance ongoing and potential Monitoring Activities ("MA"). Evaluate and enhance the viability of Monitoring...
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Full job details30.08.2025
TB
Td Bank Short Term Assignment - VP Regulatory Supervisory Management... United States, New York, New York
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Leads and manages the Trader business management functional area and overall operation of a diverse group in an area of moderate risk, complexity or scope. Ensures an integrated approach with...
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Full job details21.08.2025
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Td Bank Vice President Compliance - Monitoring & Testing TD Securiti... United States, New York, New York
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Develop and design annual and cycle-based Compliance Testing and Monitoring plans. Execute the annual Compliance Testing plan. Determine test scopes, and design and develop effective test strategies and approaches. Prepare...
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Full job details21.08.2025
TB
Td Bank Director Compliance Global Control Room - United States, New York, New York
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Equity Aggregation: Oversee the TDS Equity Aggregation portfolio within the Global Control Room. Review and update procedures and work with key stakeholders across the different TD Bank entities and systems...
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Full job details21.08.2025
TB
Td Bank Compliance Oversight Manager-EPOCH United States, New York, New York
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Works independently and is accountable for managing a specialized Compliance function or area. Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where...
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Full job detailsShare
Description:
Assist with the coordination of examinations and inquiries by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for...
Expand description
Full job detailsThese jobs might be a good fit
Find your dream job in the high tech industry with Expoint. With our platform you can easily search for Vp Compliance - Trade Surveillance Communications opportunities at Td Bank in United States, New York. Whether you're seeking a new challenge or looking to work with a specific organization in a specific role, Expoint makes it easy to find your perfect job match. Connect with top companies in your desired area and advance your career in the high tech field. Sign up today and take the next step in your career journey with Expoint.