Principal Compliance Tester Iii - Corporate Functions jobs at Capital One in United States, Plano

Treasury Management Consultant III, Specialized Industries

Responsibilities:

• Identifies both internal and external prospects. Develops and maintains relationships with prospects to profitably expand business

• Provides thought leadership within and outside the market through, but not limited to, hosting corporate events, attending and speaking at industry conferences, etc.

• Engages with internal marketing in the design of sales collateral and company-sponsored marketing

• Manages portfolio of existing clients with focus on profitable, organic revenue growth and minimizing attrition

• Manages portfolio of new-to-bank clients with focus on revenue growth

• Develops and maintains relationships with clients to maintain and expand existing business.

• Knows business’s, organization, expected activity; identifies and communicates operational credit exposures and other risks

• Understands treasury management product risk and ensures Capital One credit policies and other risks (e.g., reputational, legal) are adhered to and mitigated

• Establishes appropriate expectations for onboarding including execution of documentation and ensure ramp of sold services

• Conducts independent and codependent sales calls on companies to generate new, high-quality and profitable Treasury Management and deposit business to achieve or exceed specific YoY growth goals

• Takes a role in market by actively engaging in local industry associations, networking groups and /or community associations

• Identifies working capital efficiency opportunities for a business and deepens relationship accordingly; ensures business awareness of market and industry trends; identifies dissatisfiers and escalates appropriately

• Identifies and refers ancillary business opportunities to appropriate partners

• Designs customer-centric treasury management solutions, and provides consultative expertise on the liquidity management cycle

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 6 years of financial services experience

• At least 5 years of sales experience

• At least 5 years of treasury management experience

Preferred Qualifications:

• Bachelor’s Degree or Military experience

• At least 7 years in-depth to advanced treasury management experience

• In-depth to advanced treasury management product knowledge

• Effective oral and written communication skills

• Certified Treasury Professional designation or equivalent certification

Chicago, IL: $140,600 - $160,400 for Treasury Management Consultant III McLean, VA: $154,600 - $176,400 for Treasury Management Consultant III New York, NY: $168,700 - $192,500 for Treasury Management Consultant III Plano, TX: $140,600 - $160,400 for Treasury Management Consultant IIIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Treasury Management Consultant III, Middle Market Corporate Banking

Responsibilities:

• Identifies both internal and external prospects. Develops and maintains relationships with prospects to profitably expand business

• Conducts independent and partnered sales calls on companies to generate new, high-quality and profitable Treasury Management and deposit business to achieve or exceed specific YoY growth goals

• Identifies working capital efficiency opportunities for a business and deepens relationship accordingly; ensures business awareness of market and industry trends; identifies dissatisfiers and escalates appropriately

• Designs customer-centric treasury management solutions, and provides consultative expertise on the liquidity management cycle

• Develops and maintains relationships with clients to maintain and expand existing business

• Manages portfolio of new-to-bank clients with focus on revenue growth

• Manages portfolio of existing clients with focus on profitable, organic revenue growth and minimizing attrition

• Establishes appropriate expectations for onboarding including execution of documentation and ensure ramp of sold services

• Provides thought leadership within and outside market through, but not limited to, hosting corporate events, attending and speaking at industry conferences, etc.

• Engages with internal marketing in the design of sales collateral and company-sponsored marketing

• Knows business’s organization and expected activity; identifies and communicates operational credit exposures and other risks

• Understands treasury management product risk and ensures Capital One credit policies and other risks (e.g., reputational, legal) are adhered to and mitigated

• Takes a role in market by actively engaging in local industry associations, networking groups and /or community associations

• Identifies and refers ancillary business opportunities to appropriate partners

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 6 years of financial services experience

• At least 5 years of sales experience

• At least 5 years of treasury management experience

Preferred Qualifications:

• Bachelor’s Degree or Military experience

• At least 7 years in-depth to advanced treasury management experience

• In-depth to advanced treasury management product knowledge

• Effective oral and written communication skills

• Certified Treasury Professional designation or equivalent certification

Plano, TX: $140,600 - $160,400 for Treasury Management Consultant IIIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Principal Associate, Financial Analysis

Roles require strong communication, problem solving, strategic thinking, and influencing skills in order to effectively:

• Articulate outcomes of analysis and relevant insights
• Partner with business leadership to assess the financial implications of ongoing efforts to grow the organization
• Develop presentations to communicate business and analysis results to senior leadership audiences

General Responsibilities:

• Financial analysis & reporting: Accurately analyze & explain key cost drivers and monthly variances, suggest actions to the business, and manage the regular reporting process
• Budgeting, forecasting, and Profit & Loss (P&L) management
• Business presentations: Assist in development of presentations to communicate analysis results to senior audiences, clearly articulate outcomes of analysis to leadership teams
• Ad-hoc requests and special projects
• Independently manage and prioritize workload

Basic Qualifications

• Bachelor’s Degree or military experience
• At least 3 years of experience in financial analysis
• At least 3 years of experience with financial modeling

Preferred Qualifications:

• Master’s Degree in Business Administration (MBA) or Master’s Degree in Finance
• Chartered Financial Analyst (CFA) license or Certified Public Accountant (CPA) license
• 4+ years of experience in financial analysis
• 4+ years of experience with financial modeling
• 3+ years of experience in strategic analysis & planning
• Proven business relationship, communication, interpersonal, and influencing skills
• Demonstrated independent problem solving and strategic thinking abilities
• Strong teamwork skills; ability to positively contribute to overall success of the team
• Experience with Google Suite (GoogleDocs, GoogleSheets, GoogleSlides)

Plano, TX: $106,700 - $121,700 for Principal Financial AnalystThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Senior Associate, Compliance

The Compliance Complaints Team within the Compliance organization is seeking an experienced Senior Associate who will be responsible for executing compliance testing and reviews. The Senior Associate will be responsible for ensuring various levels of consumer complaints are resolved in adherence to the Enterprise Complaints Operating Standard. This role will have the opportunity to work with a variety of teams across Capital One. A successful candidate enjoys developing a deep understanding of requirements and conducting monitoring/testing and drawing conclusions based on critical thinking, judgment and analysis to validate adherence. The role requires the ability to work cross-functionally with both business partners and compliance advisors and the ability to work autonomously. In addition, this role requires great attention to detail and excellent verbal and written communication skills.

Responsibilities will include (but may not be limited to):

• Under the leadership of a team leader, executes targeted reviews and testing for both enterprise wide operating standards and consumer compliance requirements

• Manages testing schedules to ensure all tasks and reporting are completed within established timeframes

• Analyzes data from multiple sources and systematically documents the work and results

• Reviews tests executed by peers for accuracy and adherence to test procedures

• Establishes and maintains strong relationships with Business Areas and Compliance Advisors

• Assists in communicating results to Accountable Executives and Compliance Officers, as needed

• Has general understanding of applicable laws and regulations impacting Financial Services products and can identify when a case needs to be escalated due to potential compliance and/or legal exposure

• Leverages critical thinking and expertise to anticipate and identify issues

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 1 year of experience working in financial services

• At least 1 year of experience working in Compliance, Legal, Risk, Complaints or Escalations

Preferred Qualifications:

• Bachelors Degree

• 2+ years of financial services consumer compliance monitoring or quality assurance experience

• 2+ years complaint handling experience

• Certified Notary Public

Plano, TX: $86,000 - $98,200 for Compliance Tester IIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Principal, Project Manager - Financial Services

As a Project Manager at Capital One, you can achieve results you never thought possible by leading critical and strategic business projects. In this exciting role you will work closely with key stakeholders to deliver results that will have a direct impact on the bottom line of the company. You will work with smart, talented people who will challenge you to excel. You will be rewarded for your passion and your achievements.

General Responsibilities:

• Work on large and small scale projects that have a direct impact on the company.

• Manage programs and portfolios for change initiatives that have been prioritized by the organization.

• Drive projects based on defined priorities; ensure scope of deliverables, timelines and budget are met; identify risks and issues and mitigate or escalate as needed.

• Plan, design, and manage project plans to ensure delivery. This activity includes management through feasibility, design, planning and implementation.

• Leverage problem solving skills to ensure project plans deliver on intent and maintain key project documentation.

• Partner with project customers to provide strategic and tactical thought partnership to effectively drive project delivery.

• Forge relationships with key stakeholders to ensure delivery of commitments and alignment on intent.

• Identify ways to improve and streamline business processes.

• Exhibit a proven track record of project management, bringing the ability to quickly put structure in place to manage the work.

• Demonstrate outstanding communication and partnership skills which are essential for interacting and communicating with key stakeholders across all levels to manage, inform, and influence outcomes.

• Demonstrate organizational agility to adapt to changing demands.

• Display strong consulting and collaboration skills.

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 3 years of experience with Microsoft Office or G Suite

• At least 4 years of Project Management, Process Management or Relationship Management experience

Preferred Qualifications:

• Bachelor's Degree or Military experience

• 5+ years of experience in Project Management, Process Management or Relationship Management

• PMP, Lean, Agile or Six Sigma certification

Plano, TX: $106,700 - $121,700 for Principal Project ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Principal, Process ManagerPlano, TX: $93,400 - $106,600 for Principal Process ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Principal Associate, Front End Design Systems

This is aposition located in Plano, TX. Relocation to Plano, TX is required if you're not located in the Dallas, TX area.

What You'll Do

• Build with Excellence:As a hands-on individual contributor, you will write clean, scalable, and highly performant code for our core component libraries and design system tooling.

• Collaborate to Innovate:Partner closely with product, design, and other engineering teams to translate complex UI/UX designs and business requirements into robust, reusable, and well-tested technical solutions.

• Uphold Quality and Consistency:Drive engineering excellence by building comprehensive automated tests, participating in detailed code reviews, and ensuring our components are resilient, efficient, and pixel-perfect.

• Champion Accessibility:Act as a passionate advocate for inclusive design, ensuring all components and experiences meet and exceed enterprise accessibility standards (WCAG 2.1 AA, ADA).

• Mentor and Influence:Elevate the team’s technical abilities by mentoring other engineers, sharing your knowledge, and promoting modern engineering best practices.

• Drive Adoption:

What We're Looking For

• A skilled practitioner who is passionate about the craft of software development and building high-quality user interfaces.

• An excellent collaborator and communicator who can work effectively across disciplines to turn ideas into reality.

• Someone who is impact-driven and measures their success by the quality of their work and the value it provides to other engineers and our customers.

• A detail-oriented problem-solver who can design and implement elegant solutions to complex frontend challenges.

• An understanding and application of AI technologies, strategies and solutions

Basic Qualifications:

• 3+ years of professional frontend development experience.

Preferred Qualifications:

• Bachelor’s Degree or equivalent practical experience.

• 3+ years of experience with modern frontend technologies, includingTypeScript, JavaScript (ES6+), andNode.js.

• 2+ years of experience with modern web frameworks likeReact, Vue, or Angular.

• Strong proficiency inCSSfor building responsive layouts and scalable component styles.

• Demonstrated experience translating complex designs and requirements into modular, reusable components.

• A solid understanding of semantic HTML and web accessibility standards (WCAG).

• Experience with frontend build tools, such as webpack, Vite, or Rollup.

• Familiarity with consuming HTTP-based APIs (REST, GraphQL).

• Experience working in an Agile or Kanban software development environment.

• 1+ year of experience building or making significant contributions to a design system.

• Experience with a cloud computing provider (AWS, Azure, or Google Cloud).

• Experience improving web performance by analyzing bundle size, optimizing assets, or improving load times.

• Familiarity with native mobile development environments (e.g., Swift, Kotlin).

Plano, TX: $115,900 - $132,200 for Pr. Associate, DesignThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).