Senior Director Capital Markets Middle & Back Office Operations jobs at Capital One in United States, Charlotte
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Company (1)
Job type
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Job title (1)
United States
State
Charlotte
8 jobs found
25.03.2025
CO
Capital One Audit Director- Operational Risk Management United States, North Carolina, Charlotte
Lead and/or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements. Proactively monitor assigned audit universe for changing risks and needed updates....
Responsibilities of the position include being a subject matter expert and key contact internally with Risk, Compliance and Audit and externally with the Agencies, Third Party Vendors in addition to...
Plan, perform, and lead large/complex Financial Crime Compliance (FCC) audits at the enterprise level as well as other diverse lines of business and specialty areas. Help to implement the team's...
Managing daily calendars for multiple executives, demonstrating flexibility and problem-solving abilities to adjust or prioritize schedules based on last-minute changes. Arrange and reserve conference rooms, catering, audio/video and other essential...
Oversee the day-to-day operations of the team, including serving as a key point of escalation. Rapidly triage and escalate complex issues or non-compliance as appropriate. Supervise the processing of transactions...
Manage a portfolio of active credit facilities and equity investments for New Markets Tax Credit and Alternative Energy Tax Credit loans and investments. Process loan and equity requests (draw downs,...
Lead and manage the day-to-day operations of the team, including serving as a key point of escalation. Oversee daily control reports and rapidly triage and escalate complex issues or non-compliance...
Lead and/or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements. Proactively monitor assigned audit universe for changing risks and needed updates....
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