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Responsibilities:
● Perform reporting, monitoring, and governance activities that enable effective QFC compliance
● Operate within a well-controlled environment by diligently maintaining program documentation and abiding by procedures and controls
● Build and nurture relationships with diverse partner teams across the company to enable ongoing operations, process enhancement and change management efforts
● Demonstrate the ability to quickly grasp and effectively communicate complex regulatory and business topics to technology and product partners to enable both the efficient resolution of technical reporting issues and the successful delivery of tech initiatives and product enhancements
● Assist in the development and execution of a unified QFC compliance framework through disciplined project management and drafting of policies, standards, and procedures (PSPs)
● Ensure all regulatory deliverables are completed on time and prepare updates and presentations for Senior Leadership and relevant stakeholders
Basic Qualifications:
● Bachelor’s degree or military experience
● At least 3 years of experience in Financial Services
Preferred Qualifications:
● At least 3 years of experience with regulatory reporting, risk management, compliance, audit, finance, or a combination
● At least 1 year of experience in Python, SQL, or Tableau, or a combination
McLean, VA: $127,500 - $145,500 for Principal Analyst, Capital Mkts & RiskThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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