Capital One Principal Risk Specialist - FS Tech Well Managed Controls 

United States, Texas, Plano 

977584275

Principal Risk Specialist - FS Tech Well Managed Controls

Responsibilities:

• Support the evaluation of and improvement of the control environment for the Financial Services Technology organization

• Contribute to the assessment of FS Technology’s control environment by verifying the design and operating effectiveness of existing controls as well as identifying and tracking control gaps/issues to remediation

• Lead, design, developing, and managing project plans in a complex dynamic environment, revising needs to meet changing requirements

• Lead meetings with the 1st line independent control testing team to provide an overview of the process narrative and measures implemented for control sustainability

• Independently perform documentation of processes and process flow diagrams, controls reporting dashboards and controls health monitoring

• Analyze data to proactively identify risks and trends and prepare reporting for Executive Leadership

• Understand regulatory requirements and anticipate changes to help ensure proper alignment with internal requirements and frameworks

• Collaborate with Technology Application Teams, ES Tech Risk, Cyber and other business support functions (e.g., Business Risk Office)

• Participate in enterprise Well Managed forums and relevant councils

• Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the technology functions

Basic Qualifications:

• High School Diploma, GED, or equivalent certification

• At least 3 years of experience in Technology, Operational Risk, or IT Internal or External Audit

• At least 2 years of experience performing data analysis in support of internal risk assessments and control reviews

• At least 2 years of experience planning and leading IT audits or risk assessments

• At least 1 year of experience performing controls testing over AWS cloud-based infrastructure

• At least 2 years of experience in risk and data management

Preferred Qualifications:

• Bachelor’s Degree

• Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), or related certification

• 5+ years of experience in information systems auditing or information systems risk management

• 4+ years of experience performing control design and effectiveness testing, and completing assessment against established industry risk frameworks, including: the NIST Cybersecurity Framework, COBIT v5, or COSO

• Excellent verbal presentation and written communication skills to confidently interact with application teams and enterprise stakeholders

• Excellent problem-solving, analytical and critical thinking skills to effectively respond to shifting priorities, demands and timelines

• Consulting experience with a Big 4 firm

• Cloud Risk Management experience

• Proficient with G Suite/Google Workspace for reports, analysis, and presentations

Plano, TX: $106,700 - $121,700 for Principal Risk SpecialistThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.