Truist Risk Regulatory Execution Consultant 

United States, Georgia, Atlanta 

931397902

Regular or Temporary:

English (Required)

1st shift (United States of America)

Essential Duties and Responsibilities

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

1. Ensures groups understand risk for their LOB, appropriately mitigate risks and execute according to policy and regulations.
2. Manages and assists with the build and maintenance of best practices playbooks for each LOB. Ensure procedures are documented.
3. Reviews quality assurance activities, enhance controls within each line of business.
4. Monitors and analyzes issues for recurring symptomatic events. Identifies and recommends preventative solutions.
5. Works with the Governance and Controls Office and Compliance to document /report group level KRIs/KPIs.
6. Ensures compliance/risk training is completed by the required businesses.
7. Manages and continuously enhances Business Continuity Plans, Information Access Management, and Business Impact Analysis and Disaster Recovery plans; ensures plans are managed, documented and appropriately tested.
8. Assists with LOB risk execution ensuring LOB has the tools, documents and information as needed.
9. Assists with monitoring ongoing regulatory exam, walkthroughs and audits including consolidated reporting for exec level review.
10. Maintains the administrative infrastructure for Wholesale including organizational charts, committee charters, ease of access to risk and training materials.
11. Communicates applicable new and existing regulation, policies, procedures.

Required Qualifications:

The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

1. BA/BS degree
2. Minimum of 8 years of working experience in financial services, preferably operational risk, compliance or related field
3. In-depth knowledge of investment banking, capital markets, industry sector and/or financial products
4. Strong presentation skills with the ability to effectively summarize complex information and risks in clear and concise reports and deliver it in executive level presentations with precision
5. Superior skills in written and oral communications
6. Advanced proficiency with Microsoft Office Suite

1. 10-12 years of working experience in financial services, preferably operational risk, compliance or related field
2. Knowledge of one broker dealer, swap dealer or bank dealer products
3. Technology product owner experience