Job responsibilities
- Monitor and ensure the smoothness of settlements, especially in global equities with key controls.
- Face off to internal controls, compliance team for audits and assessment
- Communicate directly with front office and other operational teams regarding important transaction settlements.
- Client, Exchange, and broker trade and position reconciliation
- Perform corporate actions for equities (including HK, China markets), and income management
- Contribute to settlement system implementation and feedback, Participate in UAT of new systems and systems upgrades
Required qualifications, capabilities, and skills
- Degree holder in Finance or related disciplines
- Minimum 5 years of relevant working experience in sell side settlements or custodian banks
- Familiar with relevant compliance rules and regulations, such as CCASS operations
Exceptional understanding of the settlement duties of Hong Kong market and China Connect markets - Solid knowledge in equity & equity-related products is required
- Highly initiative taking with good attention to details
- Knowledge of excel and some programming skills
- Excellent command of English and Chinese in order to support the China Connect Markets
Preferred qualifications, capabilities, and skills
- Product knowledge on Stock Options