Responsibilities
- Develop a thorough understanding of the Company’s exchanges, clearing operations, fixed income and data services, and mortgage technology operations.
- Conduct integrated operational, compliance, financial audits, and Sarbanes-Oxley testing of manual controls.
- Execute control testing and document results to support the internal audit plan and SOX 404.
- Assist with the completion of audit risk assessments.
- Complete audit assignments within established time frames and budgets.
- Perform independent appraisal of policies and procedures.
- Document audit procedures performed in accordance with departmental standards.
- Communicate identified control deficiencies to management effectively.
- Maintain effective relationships with internal and external contacts.
- Draft or review audit reports and conduct exit conferences with management to discuss findings and management’s response.
- Work on special projects as assigned.
- Travel to other locations as required for internal audit and training purposes.
Knowledge and Experience
- Bachelor’s degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA).
- CPA, CIA, CFE or CISA preferred (All ICE Internal Audit staff are required to obtain and maintain one of the preferred professional designations).
- 2+ years in internal audit or equivalent experience.
- SOX experience.
- Excellent communication, organization and time management skills with appropriate attention to detail.
- Ability to perform multiple projects simultaneously.
- Must be proficient in Word, Excel, and PowerPoint.
- Ability to adapt in a high growth, rapidly evolving industry.
- Supervise audits of the general business and information technology functions in supporting the execution of the annual audit plan.
- Knowledge of financial services industry, exchange services, futures clearing merchants, clearing organizations, or energy or commodities trading is a plus.
- Ability to travel 10-15 percent; including international.
