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Wells Fargo Institutional Investment Operations Associate 
India, Karnataka, Bengaluru 
869205111

18.08.2024

In this role, you will:

  • UAT Testing: Primary responsibility of the incumbent will be UAT Testing performed for all the new process implementation with the varied CIB applications·
    • To manage the activity of the UAT testers to ensure that the system functionality is
      fully tested within project timescales and to a high quality.
    • Execute all tests within agreed timescales & as per calendar.
    • Undertake regression testing as required.
    • Raise issues & escalate failed scripts with release team.
    • Prioritize failed scripts & agree next release dates.
    • SQL used to sort the complexity of the search actives.
    • Provide support to testers.
    • Look at postproduction scenarios & raise flags as may be required.
    • Providing the status reporting on assigned project.
  • Identify the root cause of release failures and propose a solution; includes collaborating with onshore/offshore Client Onboarding & release teams.
  • Recommend procedural changes/process improvement to the UAT target operating model.
  • Responsible for appropriately communicating project status to internal stakeholders.
  • Ensure and Adhere to the Regulatory Reporting standards, policies, and procedures.
  • Develop and maintain MIS on end-to-end process for tracking turnaround times of deliverables from team and other processing areas.
  • Assist with balancing team workload.
  • Independently research and analyze regulatory reporting requirements and other financial documents.
  • Ability to exercise discretion and use deductive reasoning to create solutions to platform inefficiencies.
  • Candidate needs to thrive in a fast-paced, deadline driven environment.

Required Qualifications:

  • 6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

DesiredQualifications:

  • 4+ years of experience in one or a combination of the following in the Capital Markets domain, UAT with working knowledge of client data management, client onboarding operations, AML/KYC,compliance/regulatoryoversight, or Operational Risk team.
  • Knowledge of the following systems: Working knowledge of WCIS, CID, COBAM, Cornerstone, Broadridge, Calypso or similar 3rd party vendors a plus.
  • Excellent verbal, written (including drafting), and interpersonal communication skills.
  • Experience compiling metrics(importing/exporting),running detailed Excel formulas, manipulating data, and producing pivot tables.
  • Ability to research, compile, and perform complex analysis on critical operational data.
  • Ability to work in a fast-paced, deadline driven environment as well as flexible to adapt with changing priorities and deadlines. Highly motivated individual with ability to drive results.
  • Highly organized with very strong attention to detail. Excellent presentation skills.
  • Ability to work with impacted areas to understand complex problems. Ability to multi-task, perform under pressure and meet tightdeadlines. ExcellentInterpersonal skills – ability to build relationships.
  • Focuses on a risk-based approach to implement operational controls/processes.

Technical Skill set:
Advancedwith MS Office applications (particularly Excel and Power Point)

  • 3+ years of Experience in UAT, environment & developing testing plans & executing to them.
  • Intermediate experience with Tableau
  • Experienced using tools like - MS Excel
  • Good understanding about JIRA, Business Requirement Document (BRD), Documentation, SOP maintenance
  • Advanced knowledge of the Microsoft applications including Excel, Access Database and Tableau.


Preferred Skills:

  • Ability to understand on Business architecture to build test scenarios/cases for UAT.
  • Strong Knowledge of the banking regulatory reporting rules and regulations including FINRA, QFC and Dodd Frank regulations.
  • Understanding of Capital Markets, & client lifecycle activities, such as corporate actions and merger events
  • Independently research and analyze regulatory reporting requirements and other financial documents.
  • Recommend process improvement ideas, opportunities to streamline the process.
  • Strong Analytic ability, with high attention to detail, accuracy and strong problem-solving skills.
  • Ability to communicate (written/verbal) effectively at all organizational levels.
  • Ability to plan and organize workload within tight deadlines, meeting day-to-day objectives as well as longer term strategic goals.
  • Perform analysis of & make recommendations onfunctionality/efficiencyof established UAT target operating model & controls and processes to ensure appropriate risk based operational procedures are in place and are meeting regulatoryrequirements/expectations.
  • Ability to manage defects tracking and providing E2E resolution in co

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.