This role will also ensure that appropriate Policies, Standards, and Procedures are documented for the Wealth MCA, ERM and Governance activities.
Responsibilities:
- Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring, escalating and decisioning business risks
- Drive a Wealth governance framework that supports our operating unit structure with appropriate coverage, accountability, and authority documented for each Committee, sub committee, and business forum
- Manage the agenda, meeting minutes, and follow-up topics for Wealth Conflict of Interest and Retail Non-Deposit Investment Products (RNDIP) committees, additional fiduciary committees may be added if appropriate in our governance assessment
- Drive standardized governance charters, meeting materials, meeting agenda, and meeting minute templates across our Committee, sub-committee, and business forums
- Strategic leadership in harmonizing, enhancing, and creating Wealth policies, standards, and procedures aligned with Wealth MCA, ERM, and Governance activities.
- Development of strong relationships with key stakeholders with clear communication
- Proactive engagement with control functions to ensure understanding of the Wealth governance program
- Focus on continuous control improvements across all areas to ensure continued improvement of the control framework in an efficient, cost effective, streamlined, and value-add manner.
Qualifications:
- 10-15 years of Financial Services and analytical / control work experience
- Strong understanding of relevant business processes and data segments including the ability to solve for a root cause rather than symptoms
- Strategic thinker with strong analytical skills and the ability to translate complex concepts in a concise manner
- Demonstrated leader capable of driving change
- Ability to set priorities and manage multiple projects simultaneously in a fast paced, highly matrix, dynamic environment
- Self-motivated, highly adaptive, and able to work well under high stress
- Excellent oral and written communication skills
Education:
- Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; extensive experience in area of focus; previous experience managing a diverse staff
- Advanced degree (e.g., JD, MBA) and certifications (CFA, FRM) preferred
Risk ManagementFull timeLong Island City New York United States$170,000.00 - $300,000.00
Anticipated Posting Close Date:
Dec 11, 2024View the " " poster. View the .
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