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Wells Fargo Senior Securities Operations Representative 
India, Telangana, Hyderabad 
850561140

18.08.2024

In this role, you will:

  • Perform a variety of operational tasks for complex securities or process extensive knowledge of systems
  • Provide ideas for improving or implementing processes
  • Perform moderately complex duties such as processing, researching inquires and reconciling transactions
  • Review time sensitive documents
  • Provide training or work direction to less experienced staff
  • Address compliance and corporate governance issues for the department
  • Lead or participate in projects
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Interact with internal customers
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements.


Required Qualifications:

  • 4+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require basic knowledge of unit functions and systems. Duties may include:
  • To be able to process all type of transactions independently.
  • Handle the queries form the onshoreteams/clients/customers.
  • Performs a variety of operational tasks in back-office area which are moderate to high complex in nature.
  • To be able to escalate any discrepancies/issues to the supervisors in a timely fashion.
  • To be able to follow-up assertively with various external parties
  • Interaction with market participants like custodian, clearing house, brokers, Investment Managers to gather process/product related information.
  • 4+ years of securities/wealth and investment management,
  • Basicunderstanding of US Securities market
  • Understanding of Trade life cycle
  • Understands the basics of capital markets and various products like what a mutual fund is, bonds, what is a stock/equity, etc.
  • Attention to detail and comprehension skills.
  • Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical
  • Candidate should have basic accounting Knowledge.
  • Good problem solving and analytical skills and numerical skills.
  • Typing Skills / Good Communication (Read / Write / Speak).
  • Desirable to have experience of interacting with US customers.
  • Domain Knowledge:NRA: Knowledge on US Securities, Capital Markets, US taxation, Individual Retirement Account (IRA), W8 Forms, Tax Withholding, Investment Banking.
  • Cost Basis Exception: Knowledge on US Securities, Capital Markets, US Taxation, Share Class Exchange, Automated Client Account Transfer Services, Options, Closed Proceeds, Investment Banking, Corporate Actions, Cost Basis Reporting System.
  • Cost Basis Loading: Knowledge on US Securities, Capital Markets, US Taxation, Trade Life Cycle, US Tax Regulations, Corporate Actions.
  • Technical Skills:Strong MS Excel Knowledge
  • MS Office Basics
  • Knowledge on Investment Banking System Applications
  • Typing Speed: 35 words/minute

Job Expectation:

  • Working Hours: 3:30 PM to 12:30 AM and must be flexible to change shifts if the business demands.
  • Working Location: Hyderabad

We Value Diversity

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.