Job responsibilities
- Review communications surveillance alerts on a daily basis across different asset classes
- Perform thorough review of communication content and research relevant information
- Engage with business aligned compliance teams, surveillance technology partners and other key stakeholders
- Carry out ad hoc reviews and searches
Required qualifications, capabilities, and skills
- Good knowledge of financial markets and products
- Strong analytical and risk assessment skills, strong attention to details
- Excellent investigative instincts and background/experience in reviewing communications
- Ability to effectively partner with key stakeholders and technology partners
- Initiative and judgement
- Ability to prioritise conflicting demands, be proactive, well-organised and work under pressure
- Skills to work with management and forge strong partnerships with colleagues
- Ability to work independently and in teams and the readiness to share knowledge
- Strong oral and written communication skills
Preferred qualifications, capabilities, and skills
- Degree or overseas equivalent would be desirable but not essential
- Non-English language skills essential
- People skills