Citi Group Director Fiduciary Controls Investor & Issuer Services 

United States, New York, New York 

826712806

Job Background/Context:

Investor & Issuer Services are business units in the Services line of business that together generate more than $5Bn in annual revenue for Citi. Their global activities have fiduciary obligations in many markets according to their legal arrangements and regulatory requirements. The role will report to the global head of Controls & Regulatory Management for Investor & Issuer Services and will partner with Controls and business teams across the global.

Responsibilities:

• Oversee the risk management framework for fiduciary risk, ensuring all businesses’ risk profiles consistently align to risk appetites and that risks are appropriately monitored and escalated

• Identify key existing and emerging fiduciary risks through review and continuous evaluation, design, and execution of appropriate controls and compliance with regulations

• Execute on Manager’s Control Assessment and other Citi Risk & Control requirements, ensuring an accurate representation of activities, risks, and controls

• Examine internal and external risk events to identify control and process enhancements and proactively monitor data sets to identify areas of focus

• Provide oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders

• Coordinate the implementation of global and regional risk and control projects and initiatives

• Maintain and deliver efficient fiduciary risk and control governance structures

• Advise business executives on fiduciary risk and control matters and ensure new business activities are addressed with appropriate fiduciary control design

• Partner, collaborate, and work with other areas within Citi across lines of defense

• Lead external engagements with auditors and regulators

• Keep abreast of fiduciary regulatory changes, new regulations and internal policies and ensure business compliance

Knowledge/Experience:

• Demonstrated familiarity with fiduciary rules and regulations

• Understanding with Investor & Issuer Services business activities

• Prior experience in risk and control management and in efforts to improve this discipline

• Fluency with frameworks that deliver policies and procedures to ensure compliance with relevant laws, rules, and regulations

• Examples of leadership of risk and control governance structures

• Track record of managing stakeholders at all levels and within complex organisational structures

• Proficiency in MS Office applications (Excel, Word, PowerPoint)

Skills/Competencies:

• Track record of successful influence management of teams in multiple locations

• Strong verbal and written communication skills; ability to present ideas to audiences at all levels internally and externally

• Demonstrated track record of collaboration across multiple, disparate internal and external business groups

• Ability to manage multiple projects and priorities across teams and work effectively under pressure in a rapidly changing environment

• Ability to work with different business and functional teams

• Self-starter, flexible, innovative, and adaptive

• Detail-oriented and structured

• Strategic agility and ability to challenge

Education:

• Bachelor's/University degree, Master's degree preferred.

Anticipated Posting Close Date:

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