Goldman Sachs AWM Marcus Controls Monitoring Testing Vice President Chicago 

United States, Illinois, Chicago 

82585666

Key Responsibilities

• Develop and execute a road-map to implement controls monitoring and testing for key controls.
• Assess risks (regulatory and operational) and associated controls to identify relevant control monitoring and testing strategies to proactively assess control failures.
• Ensure timely and periodic execution of controls monitoring and testing as per plan.
• Analyze control monitoring and testing outputs to assess thematic control failures.
• Collaborate with cross-functional teams to review control testing results and assess root cause.
• Lead results aggregation, analysis and reporting senior stakeholder review and risk committees.
• Collaborate with other Controls functions to inform process and controls design, based on control testing outcomes.
• Engage with second- and third-line functions as required to inform applicable compliance and audit examination.
• Hire, develop and retain talent.
• Innovate controls testing strategies and tools to ensure efficiency in testing, analysis and reporting.
• Collaborate with internal stakeholders to infuse a culture of risk awareness and regulatory compliance.
• Contribute to Risk Governance initiatives by providing expertise and thought leadership.

Required Qualifications

• A minimum of 10 years of experience in Operational Risk, Compliance, Controls or Audit functions in the financial services industry.
• Expertise in leading, developing and implementing controls monitoring and testing functions.
• Strong leadership skills with experience in managing and motivating teams.
• Excellent communication and interpersonal skills to effectively engage with internal and external stakeholders.
• Ability to work autonomously and navigate complex organizational structure.
• Exceptional analytical and decision-making skills.
• Bachelor's degree required; an advanced degree or relevant professional certifications would be advantageous.

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