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The Risk Director is dedicated to helping Capital One identify, manage and effectively mitigate third party risk. As a member of the Third Party Risk Management (TPRM) team within Operational Risk Management (ORM), that’s exactly what you’ll do. Working with talented associates in ORM and other key stakeholders across the company, you will apply your organizational and communication skills towards ensuring we have a high performing team who is delivering on our priorities effectively and efficiently.
As a Director within TPRM you will be responsible for the oversight of our third party risk program framework and requirements which are defined within our policy, standards and procedures. The framework and requirements are core to how we provide effective challenge and oversight to our business partners.
Responsibilities include oversight of a team responsible for the following:
Ensuring a third party framework that supports the effective assessment of the criticality and risks that third parties pose to the enterprise
Ownership of the corporate Third Party Risk Policy and supporting standards and procedures which govern our third party processes
Supporting and in some cases leading teams through regulatory exams and internal audits where third party risk is in scope
Reviewing organizational performance outcomes for the more unique third party relationships to identify potential areas of third party risk exposure that require further review. At times, vast amounts of data and information must be reviewed and analyzed while working closely with cross functional business partners and senior leadership
Assisting in the development of risks, issues and/or mitigation plans to ensure the business implements needed changes and addresses areas of exposure
Assisting with impacts of any acquisition
Collaborate effectively with stakeholders and leaders across multiple organizations to achieve objectives
Basic Qualifications:
Bachelor's Degree or military experience
At least 8 years of risk management experience within the financial services industry
At least 5 years of experience in third party risk or risk governance oversight
At least 5 years of people leadership experience
At least 2 years of data reporting experience
At least 1 year of experience in policy or requirements management
Preferred Qualifications:
Experience creating presentations with PowerPoint or Google Slides
6+ years of experience supporting, partnering and interacting with business clients
Risk management certification such as: Certified Third-Party Risk Professional (CTPRP)
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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