JPMorgan Associate - Compliance Client Service 

United States, Massachusetts, Boston 

794909858

As a Compliance Associate within the Client Service team, you will play a crucial role in the day to day communication with compliance clients and the monitoring and reporting of all compliance testing conducted by the team. You will review all analysis of testing results conducted by the offshore team and document findings where appropriate before the reporting is released to our clients and generate and review any custom reporting required. Additionally, you will interface with clients on any questions regarding day-to-day reporting results and ad hoc questions, as well as relay all requests for testing or reporting changes to the offshore team and be responsible for reviewing all work conducted by the offshore team before it is released to clients.

Job Responsibilities

• Interface with Compliance, Audit and risk staff at our clients to review and analyze all compliance related topics
• Review all testing results before they are released to clients
• Be responsible for all client work conducted by offshore team
• Work with internal partners to improve efficiency in production of client reporting
• Participate in regularly scheduled client meetings
• Prepare custom and complex client reporting

Required qualifications, Capabilities, and Skills

• Bachelor's Degree in Finance, Accounting, or related field or equal experience
• 5 plus years of related industry experience, either in Trade Compliance Monitoring, Investment Analytics or related field
• Strong client communication skills to allow for communication with Asset Managers / Owners and/or Investment Advisors on compliance/guideline related issues
• Preliminary understanding of the Investment Company Act of 1940, Investment Advisers Act of 1940, IRS Subchapter M Regulations, UCITS, CFTC and/or Dodd-Frank and other Derivatives regulations, along with an overall understanding of regulations relating to pension plans, adviser and/or mutual funds
• Solid understanding of Fixed Income and Equity and derivatives markets
• Must have effective verbal and written communication skills; ability to communicate with all levels internal and external to the organization
• Experience with portfolio management compliance systems
• Strong financial instrument knowledge, including Derivatives