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Capital One Senior Manager Compliance Advisor United States, Virginia, Arlington 788673146
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Responsibilities:
Advise the Card and Enterprise Service lines of business on application of AML requirements, such as: new products, process development, development of controls and monitoring, remediation and corrective action of compliance breakdowns, and change in law or regulation.
Advises the first line of defense on multiple consumer facing products and is responsible for identifying cross-product risks.
Analyze information to proactively identify risks, trends, and process improvements; supports reporting on risk topics to management.
Identify trends in data and proactively advise on identified external and internal risks.
Stay current on the changing AML regulatory landscape and understanding the impacts to the Card and Enterprise Services businesses.
Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts.
Participate in Compliance forums and contribute to continuous improvement of local AML risk management processes.
Review inquiries from Card and Enterprise Services lines of business and provide guidance on remediation, escalating and working with subject matter experts, when necessary.
Maintain subject matter expertise of applicable laws and regulations.
Engage in Audit, Regulatory, and other reviews of the AML program.
Evaluate Internal Audit, Regulatory Exam, and self identified issues and events for compliance impacts.
Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements.
Flexibility to travel to different Capital One locations, as necessary.
Basic Qualifications:
Bachelor's Degree or military experience
At least 6 years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance
Preferred Qualifications:
Bachelor's Degree in Business Management, Compliance, Risk, Legal, Finance, Accounting or a related field
8+ years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance
8+ years of experience in Compliance, Legal, or Audit
2+ years of experience in Compliance Advisory
2+ years of experience advising on Anti-Money Laundering (AML) risks associated with Credit Card products
Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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