Capital One Senior Manager Compliance Advisor 

United States, Virginia, Arlington 

788673146

Center 1 (19052), United States of America, McLean, Virginia Senior Manager Compliance Advisor

Responsibilities:

• Advise the Card and Enterprise Service lines of business on application of AML requirements, such as: new products, process development, development of controls and monitoring, remediation and corrective action of compliance breakdowns, and change in law or regulation.

• Advises the first line of defense on multiple consumer facing products and is responsible for identifying cross-product risks.

• Analyze information to proactively identify risks, trends, and process improvements; supports reporting on risk topics to management.

• Identify trends in data and proactively advise on identified external and internal risks.

• Stay current on the changing AML regulatory landscape and understanding the impacts to the Card and Enterprise Services businesses.

• Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts.

• Participate in Compliance forums and contribute to continuous improvement of local AML risk management processes.

• Review inquiries from Card and Enterprise Services lines of business and provide guidance on remediation, escalating and working with subject matter experts, when necessary.

• Maintain subject matter expertise of applicable laws and regulations.

• Engage in Audit, Regulatory, and other reviews of the AML program.

• Evaluate Internal Audit, Regulatory Exam, and self identified issues and events for compliance impacts.

• Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements.

• Flexibility to travel to different Capital One locations, as necessary.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 6 years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance

Preferred Qualifications:

• Bachelor's Degree in Business Management, Compliance, Risk, Legal, Finance, Accounting or a related field

• 8+ years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance

• 8+ years of experience in Compliance, Legal, or Audit

• 2+ years of experience in Compliance Advisory

• 2+ years of experience advising on Anti-Money Laundering (AML) risks associated with Credit Card products

• Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.