Bank Of America Senior Auditor - Global Markets Operations 

United Kingdom, England, City of Westminster 

75862157

Job Title:Senior Auditor - Global Markets Operations
Assistant Vice President

Responsibilities

• Plan, conduct, and contribute to regional and global audit reviews of Global Markets Operations activities (including Non-Financial Regulatory Reporting, Tax and Credit Operations), covering areas such as trade support, collateral management, asset services, non-financial regulatory reporting and settlement.
• Identify key risks, document process understandings, and evaluate the adequacy of internal controls over Global Markets Operations activities (including Non-Financial Regulatory Reporting, Tax and Credit Operations).
• Assess compliance with enterprise standards as well as key regulatory requirements applicable to Global Markets Operations.
• Conduct root-cause analysis, document audit issues identified, and validate that remedial action and key risks have been mitigated.
• Perform continuous monitoring and risk assessments of Global Markets Operations activities (including Non-Financial Regulatory Reporting, Tax and Credit Operations)

Required Experience:

• Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field.
• Professional certifications/audit qualifications are highly desirable (e.g. CIA, CFA, CISA, ACA)
• Considerable internal audit experience within a global financial institution preferably.
• Strong understanding of operational processes (trade control, collateral management, asset services, non-financial regulatory reporting, settlement) supporting Global Markets activities (equities, fixed income, FX, commodities, etc.)

Required Skills

• Strong knowledge of internal controls and risk management principles.
• Excellent analytical and problem-solving skills with a data-driven approach.
• Team player with a solution-oriented attitude and strong risk mindset
• Strong interpersonal and communication skills, capable of presenting complex findings to senior management.
• Experience using audit project management tools and familiarity with data analytics (e.g., Alteryx, Excel, SQL).
• Ability to be proactive, work independently and manage the timely delivery of multiple tasks simultaneously in a fast-paced environment.
• Foundational knowledge of key financial regulatory requirements applicable to Global Markets Operations(e.g. MiFID II, Dodd-Frank, EMIR, Client Money/Assets and local market rules)

• Private healthcare for you and your family plus an annual health screen to help you manage your physical wellness with the option to purchase a screen for your partner
• Competitive pension plan, life assurance and group income protection cover if you become unable to work as a result of a disability or health reasons
• 20 days of back-up childcare including access to school holiday clubs and 20 days of back-up adult care per annum
• The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a wellbeing account, travel insurance, critical illness etc.
• Access to an emotional wellbeing helpline, mental health first aiders and virtual GP services.
• Access to an Employee Assistance Program for confidential support and help for everyday matters
• Ability to donate to charities of your choice directly through payroll and the bank will match your contribution
• Opportunity to access our Arts & Culture corporate membership program and receive discounted entry to some of the UK’s most iconic cultural institutions and exhibitions.
• Opportunity to give back to your community, develop new skills and work with new groups of people by volunteering in your local community.

We strive to ensure that our recruitment processes are accessible for all candidates and encourage any candidates to tell us about any adjustment requirements.