Bank Of America Senior Team Member 

India, Gujarat, Gandhinagar 

754889966

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U.S. Registration and Licensing Securities Onboarding team is responsible for facilitating the onboarding / registration process for U.S. associates through FINRA. A U4 application is the form used by FINRA to register individuals with self-regulatory organizations (SROs) and jurisdictions.

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• Review Registration request via R and L request site and systematically assign to R and L
• Review data collection and review for missing or expired processes
• Send manual emails to disclosure team

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• Responsible to meet SLA and take ownership to complete the task.
• Interact with LOB and Branch Offices via email.
• Keep focus on accuracy and deliver error free work

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• Education * Any Graduate
• Certifications If Any NA
• Experience Range* 18 to 48 Months
• Foundational skills * 1. Experienced individual with good logical reasoning skills
  2.Strong written & analytical skills with great attention to details
  3.Communication skills - verbal
  4. Email interpretation
  5. Excellent interpersonal skills, positive attitude, team-player
  6.Willingness to learn and adapt to changes.
• 7. Knowledge of Wealth Management and Investment Products, Work under pressure

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11:30 to 22:30 Window (subject to change as per business requirement)

Fixed Saturday and Sunday Off

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