Goldman Sachs Internal Audit-Dallas-Associate-Treasury Operations 

United States, Texas, Dallas 

736438985

YOUR IMPACT

As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit:

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm’s control culture and conduct risks
• Monitors management’s implementation of control measures

RESPONSIBILITIES

• Lead audit execution, including planning, scoping, and reporting of risk-based and regulatory required audits of business areas
• Perform risk assessments of related organization units and ongoing monitoring of covered areas by conducting discussions with senior management.
• Define audit scope, perform detailed walkthroughs to evaluate the adequacy of the control designs and develop test plans and perform testing to assess control operating effectiveness.
• Presenting the scope, progress, and results of the review to internal audit management, business stakeholders and assisting with negotiating finalization of issues with senior client management.
• Perform in depth audits of controls supporting liquidity and funding risk management, coordinating with team members across multiple jurisdiction
• Drive discussions with stakeholders on identified issues, identifying root causes, assessing appropriateness of remediation plans
• Maintain ongoing discussions with senior stakeholders to understand any changes to their organizations, business processes and products, as well as any significant internal and external events, in order to formulate a point of view of the control environment
• Develop annual audit coverage plan, including risk assess organization units, identifying high risk areas and fulfilling regulatory expectation and requirements

SKILLS AND RELEVANT EXPERIENCE

• Effective audit mindset to be able to independently assesses the firm’s internal control structure in the areas of liquidity risk and corporate treasury
• Strong interpersonal, and relationship management skills
• Strong verbal and written communication skills
• Solid analytical and problem solving skills
• Good technical knowledge of relevant product areas
• Highly motivated with the ability to multi-task and remain organized in a fast-paced, team oriented environment
• Knowledge of capital adequacy related topics, including Basel Capital Accord regulatory requirements (advanced model-based and/or standardized frameworks)

Preferred Experience:

• Technical awareness and understanding of liquidity risk, funding management and stress testing, funds transfer pricing, contingency funding planning, limit monitoring, and regulatory reporting
• Understanding of key treasury functions, including liquidity and funding management, collateral management, and resource allocation and planning
• Understanding of risk governance and risk management
• Effective audit mindset to be able to independently assesses the firm’s internal control structure in the areas of liquidity and funding risk management and its conformance with regulatory requirements
• 2 - 5 years of experience in treasury function, liquidity risk management function, liquidity risk independent validation function, or internal audit role covering liquidity risk or treasury within the financial services industry or Big 4 risk advisory