Truist Wealth Brokerage Trader 

United States, North Carolina, Charlotte 

733808181

Regular or Temporary:

English (Required)

1st shift (United States of America)
Please review the following job description:Provide trade facilitation service to internal and external clients in a call center environment. Facilitates trades in general securities - equities, mutual funds, options, fixed income, and UITs and provides quotes, general market information, and basic account servicing needs.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

• Handle inbound call flow within a call center.
• Provide order entry and trade facilitation services in general securities.
• Liaison with the clearing firm's capital markets desk to coordinate block trades and other trades requiring special handling.
• Provide quotes and general market information.
• Provide basic account services to self-directed clients.
• Provide and coordinate specialized services including new issue equity offerings, 10b5-1 plans, restricted stock sales, and employee stock option exercises.
• Provide other general trade support including error corrections, block trade allocations, and trade booking.
• Perform review and release of trades entered through electronic order channels to support the firm's risk management system.
• Research trade issues and liaison with the clearing firm as necessary to resolve items.

QUALIFICATIONS

Required Qualifications:

The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

• FINRA Series 7 and 63.
• Bachelor's degree in finance, accounting or economics, or equivalent education and related training.
• One (1) year of related order handling experience.
• Strong client contact skills, attention to detail and accuracy, ability to multi-task effectively.
• Ability to operate in fast-paced inbound call center environment.
• Excellent analytical, problem-solving, organizational and written and verbal communication skills.
• Background and understanding in order processing of equities, options, UITs & mutual funds.
• Strong computer skills particularly with Microsoft Excel, Access & Word and additional 3rd party applications.

Preferred Qualifications:

• 3+ years related order handling experience
• Prior experience in a call center environment
• Prior experience with specialized services including 10b-1 plans, restricted stock, and employee stock option exercises