Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.
Required Qualifications:
Minimum 8-10 years of internal audit / front office control review experience in financial services with minimum 3-5 years in the banking business
Bachelors Degree in related field
Desired Qualifications:
Knowledge of Global Corporate and Investment Banking businesses (e.g. corporate banking, leasing, equity capital markets, debt capital markets, investment banking etc)
Experience with risk and control identification and assessment
Experience with leading a team and project management
Experience with coaching less experienced team members
Strong interpersonal and communication skills
Skills:
Analytical Thinking
Audit Planning
Internal Audit Review
Issue Management
Risk Management
Business Acumen
Coaching
Project Management
Relationship Building
Written Communications
Attention to Detail
Automation
Critical Thinking
Technical Documentation
Knowledge of banking products and processes
Familiar with risk and controls in the business mentioned
Analytical skills
Makes sound judgement regarding gaps and risks associated
Stakeholder engagement and communication skills, including communicating issues
Report writing skills
Presentation skills – ability to summarize the key messages for senior management/stakeholders