Provide direct support to senior risk managers, including line of business (LOB) CROs, LE CROs and Legal Entity Risk Managers
Manage and lead risk governance meetings including risk committees and forums
Produce required board meeting materials in collaboration with LE CROs and LERMs
Lead projects which impact Legal Entity Risk Governance in North America
Learn the different underlying businesses affected by ongoing rulemakings.
Support the broader LE Risk Governance team in other areas including preparation of strategic plans, metrics, reporting, cross-business initiatives and process redesign
Prepare information for visits by Regulators and assist in composing responses to requests for information, in partnership with the Compliance and Regulatory Engagement
Understand risk profiles, LE reporting and have the ability to form and articulate a view.
Synthesize different risk presentations and communicate the different risk profiles in each Legal Entity.
Interface with regulators as required and ensure all regulatory deadlines and expectations are met/exceeded.
Represent LE Risk Governance in the analysis of New Business Initiatives and change management.
Required Qualifications, Capabilities and Skills
Bachelor's Degree
7+ years of professional experience in Risk Management, Compliance, Internal/External Audit or other control function within a financial services, legal or regulatory environment
Deep knowledge of US Regulations, including OCC Heightened Standards and CFTC Risk Management Program for both Swap Dealers and FCMs
Familiarity with exposure generated by derivatives and other traded products; broad based Risk knowledge; Derivatives, Product knowledge and TCP
Communication skills and ability to interface with all seniority levels within the firm
Strong organization/project management skills
Ability to influence and drive change
Self starter and able to take tasks from start to finish with minimal supervision
Proactive mindset is a must; able to identify issues and find solutions. Must be able to work autonomously and drive solutions
Attention to detail and ability to look at processes in the firm holistically and make strategic recommendations for improvement
Proficient in Excel, Word, PowerPoint and strong presentation skills