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Bank Of America Director Compliance Operational Risk Manager Global Markets 
Japan, Itabashi 
721776213

25.06.2024

Job Description:

Job Description

Responsibilities

  • Head of Global Markets Compliance is a key senior position with Japan Compliance to provide overall and in depth advice to Global Markets business.
  • This role will support equity and fixed income compliance team.
  • This role is also a very senior leadership position supporting Japan Country Compliance Officer in running the entire Japan Compliance department.
  • Also key role to be a contact point for various regional initiatives and projects.

Required Skills

  • A minimum 12-15 years of experience in compliance or related area.
  • Ideal candidate should have both equity and fixed Income compliance background. FICC experience is preferred due to our eminent presence in Japan.
  • Experience in managing team and managerial ability to work with other as a senior member within and outside of the department is a must.
  • Experience in managing regulatory relations including inspections. We expect the candidate to contribute to maintain and improve our robust relationship with regulators as top-tier firm in Japan.
  • Excellent interpersonal and communication skills and a demonstrated ability to work with Solid level of fluency in English and Japanese (verbal and written).
  • Lead and participate in advising on compliance policies, participating in new product reviews, strategic initiatives, complex regulatory matters and providing compliance training as necessary.
  • Maintain effective contact with industry experts to ensure the bank sustains best practice in maintaining effective awareness (and management) of Compliance and Operational risks.