Citi Group VP - Audit Manager Business Risk Control MUMBAI 

Malaysia, Penang, George Town 

70859916

The Regulatory Quality Control team is a central team within Risk, reporting to the Head of Regulatory Quality Control focused on oversight of independent review of the regulatory issues owned by Risk.

• The team is responsible for effective check and challenge, driving consistency, developing templates and design principles for Quality Control to review Transformation and Regulatory issues for Risk.

In this role, you will be responsible for:

• Support quality control reviews of applicable laws, rules, regulations, and controls
• Design and perform quality control procedures, including identifying and defining issues, reviewing, and analyzing evidence, and documenting processes.
• Prepare detailed work papers to support the results of the quality control program
• Contribute to the delivery of reports outlining the objective and oversee the coverage and reporting on common high-risk areas.
• Analyze report findings, and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues.
• Partner with cross functional teams to develop approaches for addressing broader corporate/thematic emerging issues.
• Maintaining an effective Continuous Monitoring Program which monitors key risks within the programs across multiple risks and identifies any key emerging/evolving risks
• Ensuring reviews are performed to ensure quality control’s engagement work contains relevant facts to support the scope and conclusions and adhere to internal policies and procedures.
• Presenting as needed at review and challenge sessions and working group meetings.
• Collaborating across the three lines of defense regarding processes, risks, and controls.
• Performing other duties as requested by the Director and the head of the Team.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Ideally you should have the following qualifications:

• Bachelor’s degree; major in Finance, Accounting, Economics or Business Administration preferred
• 10+ years of progressive experience in the financial services industry; experience in Internal Audit is a must; Knowledge and understanding of regulatory and risk management in the financial services industry.
• Experience working for a Regulator highly desirable.
• A critical thinker who seeks to understand the business and its control environment
• Recent experience in managing or leading audits and/or quality assurance reviews for a banking institution is preferred.
• Deep understanding of risk framework, corporate/business policies, and programs to translate into plans for the business, function and/or risk type.
• Demonstrated ability to understand effective and efficient risk controls and gaps within large organizations.
• Ability to work as a member of a team where success is defined not only on individual performance but also that of the entire team.
• Excellent communication skills; ability to articulate deadlines and deliverables clearly to senior members of organization
• Experience advising and collaborating with cross-functional internal & external stakeholders.

• Bachelor's/Universitydegree, Master's degree preferred.

Time Type:

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