Bank Of America Senior Auditor 

United States, North Carolina, Charlotte 

70635340

Job Description and Responsibilities:

Responsible for audit testing of key areas and activities across the CFO – U.S. Centralized Regulatory Reporting organization, which includes governance, interpretation of report instructions, production and submission of OCC/FRB/FDIC U.S. regulatory reports (e.g.FR Y-14,FR Y-9C,FFIEC 009, FR Y-15, FFIEC 031), and substantive end-to-end testing of data from the reports through data transformations to data capture. The role also has a significant focus on executing testing around data capture and data usage.

Key Responsibilities:

• Executes transaction and controls testing of multiple regulatory reporting audits

• Monitors the progress of regulatory and internal audit issue validation

• Stays abreast of regulatory developments, emerging risks, and report/instruction changes; contributes to calibration of the plan

Required Skills:

"Must" have these skills to be minimally qualified. Greater than 3 years’ experience in a related role

• BA/BS or equivalent experience in a similar role. CPA, CIA, CISA or similar

• Specific subject matter expertise in audit and the financial services industry.

• Recommended subject matter expertise in U.S. regulatory reporting (e.g. Y-14, Y-9C, 009, Y-15, 031) or SEC financial reporting (10K/10Q)

• Experiencing in performing end-to-end substantive testing of data elements and transactions from a report to data capture/source documentation

• Strong critical thinking and communication skills

• Very organized with attention to detail

• Ability to learn complex subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks

• Proven track record of executing multiple projects and delivering high quality work to meet tight deadlines

• Strong interpersonal skills and effective communicator, both orally and in writing.

Desired Skills:

Big 4 background a plus, including in external audit or consulting

• Experience in evaluating workflows/ systems/ data mining

• Experience with production of U.S. Regulatory Reports

1st shift (United States of America)