JPMorgan Equities Control Manager - Vice President 

United States, New York, New York 

686855903

Welcome to JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment- you've found the right role. You will be engaging with multiple internal and external partners to develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in the regulatory landscape.As a Control Management Vice President within the Control Management Team, you will be responsible for maintaining a sustainable and disciplined end-to-end control environment for the line of business. You will identify and escalate issues with urgency and collaborate with the Business to ensure timely remediation. Your role involves assisting in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.

Job Responsibilities

• Serve as a trusted control advisor to the Front Office, preparing it for examinations and audits.
• Liaise with other functions to represent the Front Office's interests in control and regulatory initiatives.
• Conduct timely reviews of incidents with key stakeholders to agree on root causes and deliver appropriate control deep dives and remedial actions.
• Evaluate and perform an end-to-end analysis of the business’s risk and control environment to identify significant gaps and weaknesses.
• Determine the root cause of control breaks and lead the development and implementation of Policies and Procedures for Front Office supervision.
• Own and ensure the delivery of strategic control initiatives, including oversight of ad hoc analytical requests, business projects, and business resiliency.
• Review action plans from CORE, ensuring material risks are properly mitigated, and validate execution and closure.
• Steer local and global agendas, working with regional Business Control partners to ensure alignment and effectiveness.

Required qualifications, capabilities, and skills

• Bachelor’s degree or equivalent experience required
• 7+ years of Professional experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance; or equivalent subject matter expertise in a relevant business related function/operation
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
• Ability to understand and summarize relevant business data, identifying key messages for Senior Management
• Confident professional with good judgment, maturity, and poise to enable interaction/influencing of senior management
• Well-organized with ability to prioritize multiple tasks and bring tasks to completion within established timeframes
• Have a collaborative style, be flexible, and have an ability to partner with other team members across global time zones
• Strong written and verbal communication skills, including ability to convey complex ideas simply

Preferred qualifications, capabilities, and skills

• Basic understanding of trade-life cycle, equity products, OTC derivatives and Swap Markets
• Prior front office exposure preferred