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JPMorgan Global Equities - Control Manager Vice President 
United States, New York, New York 
67791423

28.12.2024

As a Control Manager within the Prime Financial Services business, you will be responsible for designing, implementing, and evaluating controls to manage non-financial risks. You will work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements.

Job Responsibilities:

  • Create a proactive risk and control culture using proven evaluation strategies.
  • Identify, escalate, and record operational errors, performing risk analysis.
  • Review incidents with stakeholders to determine root causes and remedial actions.
  • Analyze program-related data to support business programs and strategies.
  • Provide leadership for the Risk & Control Self-Assessment execution.
  • Engage with control colleagues across various functions and regulators.

Required Qualifications, Skills, and Capabilities:

  • Bachelor’s degree or equivalent experience required.
  • Must possess or be open to obtaining Series 7 and Series 24 within 6 months, and Series 4 within 9 months of hire.
  • Authorized to work in the United States due to security license requirements.
  • Understanding of Equities products and markets, including Listed Options and Securities Lending.
  • Good judgment and poise for interacting with senior management.
  • Proficient knowledge of control and risk management concepts.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).

Preferred Qualifications, Skills, and Capabilities:

  • 7 years of experience in controls, audit, quality assurance, risk management, or compliance.
  • Experience in designing and evaluating Risk & Control Self-Assessments.
  • Strong influencing skills and ability to engage with senior stakeholders.