In this role, you will:
- Support overall effectiveness of the team according to plans, monitor daily securities, and cash related production work
- Supervise daily production activities and staff
- Guide others on complex production improvement efforts and address procedural impacts
- Provide back-up for all department functions while providing coaching and feedback to staff
- Prioritize work and provide daily leadership to teams
- Contribute to solving corporate governance and address compliance issues for the department
- Lead the implementation of new or revised processes and procedures
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- Interact with internal customers
- Receive direction from leaders and exercise independent judgement while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications:
- 6+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
- 6+ years ofsecurities/Custody/Investmentbanking experience
- Understanding of Securities market, preferable US.
- Proficiency in all or either of tasks like reconciliation, trade settlement, Capital markets etc. Should have very good knowledge on various products like what is a mutual fund, bonds, what is a stock/equity, etc.
- Attention to detail and comprehension skills
- Commerce Graduate / MBA / higher degree in financial field.
- Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels.
- Understanding the products and severity of the process which involves dealing with highly sensitive accounts.
- Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities.
- Handling escalated requests requiring clarification & research to provide an accurate resolution.
- Liaising with Money managers regarding trade specifications for any corrections or exceptions.
- Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information.
- Regular connects with team to bridge process gaps, ensure procedures are up to date, ensure synergy within team members.
- Act as a SME to the process, guide the peers and team to provide any assistance needed.
- Supervise the team and ensure no breaches on SLA and quality.
- Support management with administrative activities, like metrics, pulse of team, assignment of tasks.
- Support and Train new joiners / existing team members.
- Contribute towards process efficiencies, like simplification or enhancement.
- Contribute towards mitigating risk in process by implementing effective controls.
Job Expectations:
- Candidate should have good accounting Knowledge
- Excellent problem solving and analytical skills and numerical skills
- Effective Communication and Presentation
- Desirable to have experience of interacting with US counterparts.
Working Hours: 6:30pm to 3:30am
10 Jul 2025
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.