Wells Fargo Lead Securities Operations Representative 

India, Karnataka, Bengaluru 

628233332

In this role, you will:

• Support overall effectiveness of the team according to plans, monitor daily securities, and cash related production work
• Supervise daily production activities and staff
• Guide others on complex production improvement efforts and address procedural impacts
• Provide back-up for all department functions while providing coaching and feedback to staff
• Prioritize work and provide daily leadership to teams
• Contribute to solving corporate governance and address compliance issues for the department
• Lead the implementation of new or revised processes and procedures
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Interact with internal customers
• Receive direction from leaders and exercise independent judgement while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

• 6+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• 6+ years ofsecurities/Custody/Investmentbanking experience
• Understanding of Securities market, preferable US.
• Proficiency in all or either of tasks like reconciliation, trade settlement, Capital markets etc. Should have very good knowledge on various products like what is a mutual fund, bonds, what is a stock/equity, etc.
• Attention to detail and comprehension skills
• Commerce Graduate / MBA / higher degree in financial field.
• Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels.
• Understanding the products and severity of the process which involves dealing with highly sensitive accounts.
• Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities.
• Handling escalated requests requiring clarification & research to provide an accurate resolution.
• Liaising with Money managers regarding trade specifications for any corrections or exceptions.
• Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information.
• Regular connects with team to bridge process gaps, ensure procedures are up to date, ensure synergy within team members.
• Act as a SME to the process, guide the peers and team to provide any assistance needed.
• Supervise the team and ensure no breaches on SLA and quality.
• Support management with administrative activities, like metrics, pulse of team, assignment of tasks.
• Support and Train new joiners / existing team members.
• Contribute towards process efficiencies, like simplification or enhancement.
• Contribute towards mitigating risk in process by implementing effective controls.

Job Expectations:

• Candidate should have good accounting Knowledge
• Excellent problem solving and analytical skills and numerical skills
• Effective Communication and Presentation
• Desirable to have experience of interacting with US counterparts.

Working Hours: 6:30pm to 3:30am

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.