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As a Senior Risk Associate on the Underwriting & Portfolio Management (UW&PM) and Commercial Loan Operations (CLO) Risk Advisory Team, this associate will support the Commercial UW&PM and CLO Risk Advisors in their day-to-day activities in helping to manage risk for the UW&PM and CLO lines of business within the Commercial Bank.
Responsibilities:
Risk Consulting to one or more business areas relative to their business lines and provide advice and guidance as required
Deliver materials requested in audits and exams with various stakeholders across the lines of defense
Internal Client Management - develop and leverage key relationships with stakeholders that enable collaboration across the enterprise
Corrective action - identify and track events and issues to mitigate risk to Capital One. Coordinate with applicable business areas to define/implement remediation activities
Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented
Support Risk Advisors with ad-hoc deliverables and investigations
Support risk assessments, associated remediations, and the build-out of controls
Manage, implement and deliver on a subset of the program deliverables including drafting communications, writing and editing policies, procedures, business continuity plans, audit remediation responses, etc.
Create, edit and manage multiple facets of business unit risk reporting
Execute processes and deliverables that support internal governance processes
Basic Qualifications:
Bachelor's Degree or Military experience
At least 2 years of Financial Services or Risk Management experience
Preferred Qualifications:
At least 3 years of Risk Management experience
At least 2 years of Audit or Compliance experience
At least 2 years of experience supporting, partnering and interacting with internal business clients
Highly proficient in creating and maintaining information in Microsoft Office (PowerPoint, Excel, and Word) or Google Suite (Slides, Sheets, and Docs)
Commercial Bank experience
. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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