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EY Insurance Regulatory Compliance Financial Services 
Singapore, Singapore 
575716415

15.09.2024

As part of the Financial Services Risk Management (FSRM) practice you will provide a well-integrated broad array of risk management and regulatory advisory services to financial institutions with a focus on regulatory compliance

Your Key Responsibilities

As a Consultant/Senior Consultant in the FSRM team, you will be leading EY services in the market through business development, sales, project planning and high-quality project execution. You will be leading projects relating to:

  • Compliance Frameworks – understanding of core compliance functions and related technology applications addressing compliance risk assessment, policy management, testing, monitoring and surveillance and reporting
  • Regulatory gap assessments and remediation
  • Provide updates to the industry on the latest relevant laws and regulations required for the financial institutions
  • Advice and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
  • Regulatory change management including planning and communication with regulators

Skills and Attributes for Success

  • Strong understanding of and practical experience related to regulatory requirements across various market activities of FIs such as:
    • Banking Act, SFA, FAA, underlying regulations, and SGX rules
    • Institutional / Investment banking compliance topics and issues relevant to capital markets activity including conflicts of interest, information barriers, insider trading, restricted trading / control room processes, market abuse and conduct
    • Private banking / wealth management compliance related to key topics regarding suitability, sales practices, new product processes, or client money
    • Retail / consumer banking compliance incl. consumer protection, conduct, treating customers fairly, mortgage and consumer lending regulation
  • Knowledge of insurance and/or banking products, market conventions and sales practices
  • Regulatory requirements related to enterprise risk management such as capital adequacy, stress testing, or risk governance
  • Ability to develop and implement practical client solutions and execute projects based on key compliance principles
  • Strong interpersonal and teaming skills
  • Effective leadership, project management and teamwork skills
  • Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel

To qualify for the role, you must have

  • 3 years or more relevant experience relevant risk management domain, a few years of which in a consulting firm for Senior Consultant role. Candidate with fewer/more years of relevant experience will be considered for a junior/senior role.
  • Graduate or Post Graduate degree in Economics, Banking and Finance, Computational Finance, Mathematics, Statistics, Physics or equivalent preferred
  • Industry related certification is a plus (e.g., FRM, CPA/ CA, CFA)

What we offer

  • Continuous learning:You’ll develop the mindset and skills to navigate whatever comes next.
  • Success as defined by you:We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
  • Transformative leadership:We’ll give you the insights, coaching and confidence to be the leader the world needs.
  • Diverse and inclusive culture:You’ll be embraced for who you are and empowered to use your voice to help others find theirs.


Apply now.

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.