Capital One AML Quality Lead 

United States, Delaware, Wilmington 

565713820

AML Quality Lead

The Anti-Money Laundering (AML) Quality Lead serves as a team lead for a team of seasoned AML Quality Assurance / Control associates engaged a variety of work to promote great investigative outcomes useful to law enforcement and consistent with the Bank Secrecy Act (BSA)/other regulatory requirements. AML Quality Lead primary responsibility is to guide the largely self-directed team toward goals and objectives aimed at promoting the delivery of great investigations. The role requires working closely with AML Process Managers to perform a variety of critical functions and continuous improvement efforts to ensure great investigative outcomes. The Lead is also responsible ensuring the use of the AML FIU management system, developing and coaching the team associates serving as a first level of escalation to the team and flexing resource capacity as appropriate to meet sampling output targets. The Lead is also responsible for planning and conducting processes related to anti-money laundering and global sanction quality assurance activities as well as managing the production environment.

Responsibilities:

• Operational Management & Training: Guide team on work priorities and operational metrics of AML Operations team. Daily supervision of Quality Assurance teams directly supporting Anti-Money Laundering Investigations teams. Assist with training in Regulatory Operations and in the business areas
• Policy and Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
• Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, sanction reviews, Currency Transaction Report (CTR), Enhanced Due Diligence (EDD) reviews or other AML process. Perform periodic review of the team members work
• Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis.
• Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

Basic Qualifications:

• High School Diploma, GED or equivalent certification
• At least 2 years of AML financial crime experience within financial services
• At least 1 year of supervisory experience

Preferred Qualifications:

• Bachelor's degree
• 4 years of AML or financial crime experience within financial services
• Certified Anti-Money Laundering Specialist (CAMS), Certified Protection Professional (CPP), Certified Fraud Examiner (CFE) or host-nation equivalent

Chicago, IL: $106,700 - $121,700 for AML Sr. Investigator III Melville, NY: $128,000 - $146,100 for AML Sr. Investigator III New Orleans, LA: $106,700 - $121,700 for AML Sr. Investigator III Plano, TX: $106,700 - $121,700 for AML Sr. Investigator III Richmond, VA: $106,700 - $121,700 for AML Sr. Investigator III Wilmington, DE: $106,700 - $121,700 for AML Sr. Investigator IIIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.